Vident Investment Advisory’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Vident Investment Advisory’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-64,977	Closed	-$3.38M	–	828
2018 Q4	$3.38M	Sell	64,977 -898	-1%	-$56.2K	0.19%	104
2018 Q3	$4.79M	Buy	65,875 +2,695	+4%	+$198K	0.19%	81
2018 Q2	$4.46M	Buy	63,180 +1,796	+3%	+$126K	0.18%	96
2018 Q1	$4.16M	Buy	+61,384	New	+$4.71M	0.17%	100

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Vident Investment Advisory's CEM Position: Q1 2019 in Review

Vident Investment Advisory sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2019, closing a stake of 64,977 shares — an estimated $3.38M sold.

Vident Investment Advisory first reported a position in CEM in Q1 2018 and held it in 4 quarters. The position peaked at $4.79M in Q3 2018. 90 funds tracked by Wall St. Rank hold CEM as of Q1 2019.

Vident Investment Advisory reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2019 after selling out during the quarter.
Vident Investment Advisory sold 64,977 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2019, an estimated $3.38M.
Vident Investment Advisory first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2018 and held it in 4 quarters.
Vident Investment Advisory's ClearBridge MLP and Midstream Fund Inc. position peaked at $4.79M in Q3 2018.
90 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2019.

Based on Vident Investment Advisory's 13F filing for Q1 2019, filed 8 May 2019.