HBK Investments’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

HBK Investments’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-134,119	Closed	-$7.63M	–	764
2019 Q3	$7.63M	Buy	134,119 +2,418	+2%	+$141K	0.1%	163
2019 Q2	$7.87M	Buy	131,701 +10,208	+8%	+$629K	0.07%	142
2019 Q1	$7.69M	Buy	121,493 +50,733	+72%	+$3.09M	0.08%	216
2018 Q4	$3.68M	Buy	+70,760	New	+$4.43M	0.04%	350

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HBK Investments's CEM Position: Q4 2019 in Review

HBK Investments sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2019, closing a stake of 134,119 shares — an estimated $7.63M sold.

HBK Investments first reported a position in CEM in Q4 2018 and held it in 4 quarters. The position peaked at $7.87M in Q2 2019. 84 funds tracked by Wall St. Rank hold CEM as of Q4 2019.

HBK Investments reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2019 after selling out during the quarter.
HBK Investments sold 134,119 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2019, an estimated $7.63M.
HBK Investments first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2018 and held it in 4 quarters.
HBK Investments's ClearBridge MLP and Midstream Fund Inc. position peaked at $7.87M in Q2 2019.
84 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2019.

Based on HBK Investments's 13F filing for Q4 2019, filed 14 Feb 2020.