USCA RIA’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

USCA RIA’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-7,360	Closed	-$466K	–	479
2019 Q1	$466K	Sell	7,360 -190	-3%	-$11.6K	0.05%	287
2018 Q4	$393K	Sell	7,550 -10	-0.1%	-$626	0.05%	288
2018 Q3	$549K	Buy	7,560 +400	+6%	+$29.3K	0.06%	298
2018 Q2	$506K	Hold	7,160	–	–	0.05%	299
2018 Q1	$451K	Sell	7,160 -1,200	-14%	-$92.2K	0.05%	309
2017 Q4	$638K	Buy	8,360 +2,920	+54%	+$201K	0.07%	268
2017 Q3	$415K	Hold	5,440	–	–	0.05%	310
2017 Q2	$415K	Buy	5,440 +2,080	+62%	+$167K	0.05%	311
2017 Q1	$281K	Buy	3,360 +340	+11%	+$28.4K	0.04%	353
2016 Q4	$235K	Buy	+3,020	New	+$234K	0.04%	347
2015 Q1	–	Sell	-6,620	Closed	-$914K	–	367
2014 Q4	$914K	Buy	+6,620	New	+$893K	0.25%	104

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

USCA RIA's CEM Position: Q2 2019 in Review

USCA RIA sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2019, closing a stake of 7,360 shares — an estimated $466K sold.

USCA RIA first reported a position in CEM in Q4 2014 and held it in 11 quarters. The position peaked at $914K in Q4 2014. 90 funds tracked by Wall St. Rank hold CEM as of Q2 2019.

USCA RIA reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2019 after selling out during the quarter.
USCA RIA sold 7,360 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2019, an estimated $466K.
USCA RIA first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2014 and held it in 11 quarters.
USCA RIA's ClearBridge MLP and Midstream Fund Inc. position peaked at $914K in Q4 2014.
90 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2019.

Based on USCA RIA's 13F filing for Q2 2019, filed 2 Aug 2019.