We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-13.26%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$444M
AUM Growth
-$44.5M
Cap. Flow
+$24.2M
Cap. Flow %
5.44%
Top 10 Hldgs %
64.34%
Holding
114
New
9
Increased
27
Reduced
42
Closed
7

Top Buys

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$7.65M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.13M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$5.47M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M
5
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$4.74M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$8.39M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.7M
3
IDV icon
iShares International Select Dividend ETF
IDV
+$1.34M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.1M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 3.05%
2 Technology 1.82%
3 Consumer Discretionary 0.76%
4 Healthcare 0.5%
5 Energy 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$886B
$73.6M 16.56%
292,336
+26,244
+10% +$7.13M
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
$37.6M 8.46%
1,131,455
+62,355
+6% +$2.28M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$34.9M 7.86%
139,603
-1,541
-1% -$416K
TPYP icon
4
Tortoise North American Pipeline ETF
TPYP
$895M
$27.1M 6.11%
1,363,564
+347,132
+34% +$7.65M
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$110B
$21.6M 4.86%
310,993
+62,157
+25% +$4.8M
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$21.2M 4.78%
442,882
-22,938
-5% -$1.1M
SDY icon
7
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$20.6M 4.65%
230,600
-2,129
-0.9% -$201K
PRF icon
8
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$18.8M 4.23%
924,005
-4,225
-0.5% -$93.7K
NEAR icon
9
iShares Short Maturity Bond ETF
NEAR
$4.8B
$15.3M 3.44%
306,165
+12,582
+4% +$629K
MDY icon
10
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$15.1M 3.39%
49,762
+49
+0.1% +$16.3K
MLPI
11
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$14.4M 3.24%
727,081
+12,159
+2% +$268K
AMJ
12
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.7M 2.63%
523,329
-331,815
-39% -$8.39M
RWL icon
13
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$9.44M 2.13%
202,855
-3,929
-2% -$199K
TIP icon
14
iShares TIPS Bond ETF
TIP
$14.5B
$8.02M 1.81%
73,216
-15,536
-18% -$1.7M
AAPL icon
15
Apple
AAPL
$4.79T
$6.55M 1.48%
166,172
-1,336
-0.8% -$64.8K
PJT icon
16
PJT Partners
PJT
$4.24B
$6.33M 1.43%
163,398
– –
USMV icon
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$5.72M 1.29%
109,244
+17,400
+19% +$956K
BSCO
18
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$5.07M 1.14%
254,078
+238,268
+1,507% +$4.74M
VNQ icon
19
Vanguard Real Estate ETF
VNQ
$39.2B
$5.03M 1.13%
67,411
-795
-1% -$62.6K
SLYV icon
20
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.93B
$5.02M 1.13%
93,199
+90,158
+2,965% +$5.47M
IWM icon
21
iShares Russell 2000 ETF
IWM
$81.6B
$4.79M 1.08%
35,798
+496
+1% +$74K
SPLV icon
22
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$4.23M 0.95%
90,676
-4,500
-5% -$218K
DVY icon
23
iShares Select Dividend ETF
DVY
$23.8B
$3.82M 0.86%
42,722
-320
-0.7% -$30.6K
IDV icon
24
iShares International Select Dividend ETF
IDV
$8.3B
$3.81M 0.86%
132,593
-43,699
-25% -$1.34M
VTI icon
25
Vanguard Total Stock Market ETF
VTI
$661B
$3.46M 0.78%
27,108
+4,100
+18% +$566K
1
2 3 4 5

Similar funds

CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
IHAM
Integral Health Asset Management New York $2.09B AUM 112.84% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
DDPIC
Deroy & Devereaux Private Investment Counsel Bloomfield Hills, Michigan $2.09B AUM 32.46% 1-Year Est. Return
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return

Klingman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Klingman & Associates held 114 positions worth $444M, down 9.1% from $489M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $24.2M of net new capital in Q4 2018, opening 9 new positions and adding to 27 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $8.39M trimmed.

  • Klingman & Associates's largest Q4 2018 buy was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.
  • Klingman & Associates added most to Tortoise North American Pipeline ETF in Q4 2018, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q4 2018 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $8.39M.
  • Klingman & Associates fully exited First Trust Senior Floating Rate Income Fund II in Q4 2018, selling an estimated $920K.
  • Klingman & Associates's ten largest holdings make up 64% of its $444M portfolio in Q4 2018.
  • Klingman & Associates opened 9 new positions and closed 7 in Q4 2018.
  • Klingman & Associates's portfolio value fell 9.1% quarter-over-quarter to $444M.

Based on Klingman & Associates's 13F filing for Q4 2018, filed 28 Jan 2019.