KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
-9.6%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$255M
AUM Growth
+$255M
Cap. Flow
+$12.7M
Cap. Flow %
4.97%
Top 10 Hldgs %
58.86%
Holding
478
New
60
Increased
54
Reduced
52
Closed
89

Top Buys

1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$4.61M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$2.42M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.74M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.28M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$1.2M

Top Sells

1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.5M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
$1.82M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$1.27M
4
CHY
Calamos Convertible and High Income Fund
CHY
$809K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$700K

Sector Composition

1 Financials 3.33%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$31.9M 12.5% 166,393 -375 -0.2% -$71.9K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$662B
$24M 9.43% 124,760 +12,556 +11% +$2.42M
SDY icon
3
SPDR S&P Dividend ETF
SDY
$20.6B
$18.7M 7.32% 258,809 +320 +0.1% +$23.1K
PRF icon
4
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$15.4M 6.02% 185,276 +20,930 +13% +$1.74M
AMJ
5
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$14.9M 5.85% 490,546 -2,991 -0.6% -$90.9K
MLPN
6
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$12.7M 4.99% 619,559 +21,302 +4% +$437K
MDY icon
7
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$11.7M 4.58% 46,919 -153 -0.3% -$38.1K
IDV icon
8
iShares International Select Dividend ETF
IDV
$5.77B
$8.63M 3.38% 306,760 +2,600 +0.9% +$73.1K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$34.6B
$6.5M 2.55% 86,037 +1,313 +2% +$99.2K
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$100B
$5.71M 2.24% 41,794 +8,791 +27% +$1.2M
CEM
11
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– – -236,241 Closed -$5.5M
SPLV icon
12
Invesco S&P 500 Low Volatility ETF
SPLV
$8B
$4.89M 1.92% 135,917 – –
TIP icon
13
iShares TIPS Bond ETF
TIP
$13.6B
$4.71M 1.85% 42,528 +8,267 +24% +$915K
RWL icon
14
Invesco S&P 500 Revenue ETF
RWL
$6.27B
$4.61M 1.81% +122,429 New +$4.61M
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$85.2B
$4.19M 1.64% 39,322 +12,034 +44% +$1.28M
DVY icon
16
iShares Select Dividend ETF
DVY
$20.8B
$3.5M 1.37% 48,095 – –
VEU icon
17
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$2.69M 1.05% 63,042 +10,916 +21% +$465K
ENH
18
DELISTED
Endurance Specialty Holdings Ltd
ENH
$2.47M 0.97% 40,426 – –
USMV icon
19
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$2.44M 0.96% 61,661 +30,000 +95% +$1.19M
VTI icon
20
Vanguard Total Stock Market ETF
VTI
$526B
$2.37M 0.93% 24,000 – –
IWM icon
21
iShares Russell 2000 ETF
IWM
$67B
$2.23M 0.88% 20,445 – –
HDV icon
22
iShares Core High Dividend ETF
HDV
$11.7B
$2.08M 0.82% 29,945 -950 -3% -$66.1K
EFAV icon
23
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$2.01M 0.79% 32,265 +3,075 +11% +$192K
EFA icon
24
iShares MSCI EAFE ETF
EFA
$66B
$1.78M 0.7% 31,135 -412 -1% -$23.6K
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$14.4B
$1.78M 0.7% 46,095 +499 +1% +$19.3K
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