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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-19.67%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$490M
AUM Growth
-$121M
Cap. Flow
+$5.79M
Cap. Flow %
1.18%
Top 10 Hldgs %
55.05%
Holding
146
New
11
Increased
53
Reduced
36
Closed
26

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$19M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$14.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$13.3M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.5M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$25.3M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$20.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11M
5
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 3.36%
2 Financials 2.54%
3 Consumer Discretionary 0.86%
4 Communication Services 0.5%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$875B
$78.6M 16.03%
304,093
-83,229
-21% -$25.5M
VTIP icon
2
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$39M 7.95%
799,755
+11,997
+2% +$589K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$34.7M 7.08%
134,702
+278
+0.2% +$84.8K
IJH icon
4
iShares Core S&P Mid-Cap ETF
IJH
$122B
$21.2M 4.33%
738,400
-556,245
-43% -$20.7M
SDY icon
5
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$17.6M 3.59%
220,116
-2,821
-1% -$278K
SPYG icon
6
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$16.6M 3.39%
+464,766
New +$19M
SPYV icon
7
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.7B
$16.3M 3.32%
+630,258
New +$20.1M
PRF icon
8
Invesco FTSE RAFI US 1000 ETF
PRF
$9.68B
$16M 3.26%
863,265
-13,300
-2% -$309K
NEAR icon
9
iShares Short Maturity Bond ETF
NEAR
$4.79B
$15.4M 3.14%
317,043
-2,646
-0.8% -$132K
USMV icon
10
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
$14.5M 2.96%
269,039
+56,315
+26% +$3.57M
IJR icon
11
iShares Core S&P Small-Cap ETF
IJR
$109B
$14M 2.85%
249,312
-147,796
-37% -$11M
AAPL icon
12
Apple
AAPL
$4.72T
$13.1M 2.67%
206,092
+16,364
+9% +$1.2M
MDY icon
13
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$12.6M 2.58%
48,113
-1,324
-3% -$449K
MDYG icon
14
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$11M 2.24%
256,912
+252,577
+5,826% +$13.3M
SLYV icon
15
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.88B
$10.9M 2.23%
267,483
+162,656
+155% +$9.2M
MDYV icon
16
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.73B
$10.7M 2.18%
303,581
+297,881
+5,226% +$14.4M
JPST icon
17
JPMorgan Ultra-Short Income ETF
JPST
$40B
$10.4M 2.13%
209,815
+44,649
+27% +$2.25M
EFAV icon
18
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.16B
$8.93M 1.82%
143,865
+2,185
+2% +$154K
RWL icon
19
Invesco S&P 500 Revenue ETF
RWL
$9.44B
$8.03M 1.64%
182,776
-10,789
-6% -$579K
BSCO
20
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$6.74M 1.38%
326,469
+24,978
+8% +$530K
SLYG icon
21
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
$6.71M 1.37%
145,391
+138,537
+2,021% +$8.18M
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.12M 1.25%
183,508
+104,006
+131% +$4.17M
PJT icon
23
PJT Partners
PJT
$4.24B
$5.41M 1.1%
124,770
– –
BSCN
24
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$5.4M 1.1%
260,438
+41,083
+19% +$867K
VTI icon
25
Vanguard Total Stock Market ETF
VTI
$654B
$4.27M 0.87%
33,093
+4,875
+17% +$754K
1
2 3 4 5

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Klingman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Klingman & Associates held 146 positions worth $490M, down 20% from $611M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Klingman & Associates's Q1 2020 filing shows 11 new, 53 increased, 36 reduced and 26 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M. The largest sale was iShares Core S&P 500 ETF, an estimated $25.5M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 2.8% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2020 buy was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M.
  • Klingman & Associates added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, an estimated $14.4M increase.
  • Klingman & Associates's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $25.5M.
  • Klingman & Associates fully exited Tortoise North American Pipeline ETF in Q1 2020, selling an estimated $25.3M.
  • Klingman & Associates's ten largest holdings make up 55% of its $490M portfolio in Q1 2020.
  • Klingman & Associates opened 11 new positions and closed 26 in Q1 2020.
  • Klingman & Associates's portfolio value fell 20% quarter-over-quarter to $490M.

Based on Klingman & Associates's 13F filing for Q1 2020, filed 29 Apr 2020.