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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.91%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$967M
AUM Growth
+$101M
Cap. Flow
+$53.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
56.74%
Holding
174
New
21
Increased
73
Reduced
43
Closed
2

Top Buys

Rank Stock Value
1
PJT icon
PJT Partners
PJT
+$22.4M
2
DDOG icon
Datadog
DDOG
+$15.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.4M
4
CFG icon
Citizens Financial Group
CFG
+$5.84M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$4.31M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$24.6M
2
CROX icon
Crocs
CROX
+$2.35M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$616K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$505K
5
CGEN icon
Compugen
CGEN
+$363K

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Financials 5.35%
3 Consumer Discretionary 1.45%
4 Healthcare 0.59%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$161M 16.61%
403,884
+32,143
+9% +$12.4M
JPST icon
2
JPMorgan Ultra-Short Income ETF
JPST
$40B
$81.9M 8.47%
1,613,304
-483,953
-23% -$24.6M
VTIP icon
3
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$53.3M 5.51%
1,034,645
+83,891
+9% +$4.31M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$52.5M 5.43%
132,437
+1,155
+0.9% +$445K
IJH icon
5
iShares Core S&P Mid-Cap ETF
IJH
$123B
$44.6M 4.61%
855,920
+61,385
+8% +$3.07M
DDOG icon
6
Datadog
DDOG
$87.9B
$36.2M 3.74%
433,950
+158,753
+58% +$15.3M
IJR icon
7
iShares Core S&P Small-Cap ETF
IJR
$109B
$32.5M 3.36%
299,367
+10,718
+4% +$1.12M
USMV icon
8
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$31.1M 3.22%
449,488
+56,674
+14% +$3.83M
PJT icon
9
PJT Partners
PJT
$4.37B
$29.3M 3.03%
433,471
+308,701
+247% +$22.4M
SDY icon
10
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$26.7M 2.76%
226,462
+6,213
+3% +$697K
SPYG icon
11
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$25.8M 2.67%
457,876
+24
+0% +$1.34K
SPYV icon
12
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$25.6M 2.65%
675,784
+2,057
+0.3% +$74.4K
PRF icon
13
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$23M 2.37%
757,150
-1,135
-0.1% -$32.6K
MDY icon
14
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$21.8M 2.25%
45,704
-1,350
-3% -$616K
MDYV icon
15
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$21.2M 2.19%
324,062
-3,907
-1% -$240K
AAPL icon
16
Apple
AAPL
$4.89T
$20.6M 2.13%
168,497
+1,400
+0.8% +$180K
MDYG icon
17
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$19.8M 2.04%
263,035
-2,556
-1% -$189K
SLYV icon
18
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$19.7M 2.04%
240,095
-6,548
-3% -$505K
NEAR icon
19
iShares Short Maturity Bond ETF
NEAR
$4.8B
$16.1M 1.67%
321,327
-2,602
-0.8% -$131K
JMST icon
20
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$15.1M 1.57%
296,727
+47,762
+19% +$2.44M
RWL icon
21
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$14M 1.44%
200,693
+24,750
+14% +$1.63M
SLYG icon
22
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$13M 1.35%
151,716
-1,707
-1% -$145K
CFG icon
23
Citizens Financial Group
CFG
$30.4B
$12.6M 1.31%
286,405
+140,427
+96% +$5.84M
VEA icon
24
Vanguard FTSE Developed Markets ETF
VEA
$226B
$12.6M 1.3%
255,856
+28,034
+12% +$1.37M
EFAV icon
25
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$12.2M 1.26%
166,571
+7,751
+5% +$569K
1
2 3 4 5

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Klingman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Klingman & Associates held 174 positions worth $967M, up 12% from $866M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Klingman & Associates deployed $53.4M of net new capital in Q1 2021, opening 21 new positions and adding to 73 existing holdings. Its largest new stake was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Income ETF, an estimated $24.6M trimmed.

  • Klingman & Associates's largest Q1 2021 buy was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.
  • Klingman & Associates added most to PJT Partners in Q1 2021, an estimated $22.4M increase.
  • Klingman & Associates's biggest Q1 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $24.6M.
  • Klingman & Associates fully exited Compugen in Q1 2021, selling an estimated $363K.
  • Klingman & Associates's ten largest holdings make up 57% of its $967M portfolio in Q1 2021.
  • Klingman & Associates opened 21 new positions and closed 2 in Q1 2021.
  • Klingman & Associates's portfolio value rose 12% quarter-over-quarter to $967M.

Based on Klingman & Associates's 13F filing for Q1 2021, filed 29 Apr 2021.