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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$611M
AUM Growth
+$52.6M
Cap. Flow
+$20.4M
Cap. Flow %
3.34%
Top 10 Hldgs %
65.45%
Holding
138
New
17
Increased
52
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.86M

Top Sells

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$5.67M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.03M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.25M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$846K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$482K

Sector Composition

Rank Sector Weight
1 Technology 2.77%
2 Financials 2.74%
3 Consumer Discretionary 0.79%
4 Healthcare 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$886B
$125M 20.49%
387,322
+38,203
+11% +$11.8M
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
$53.3M 8.72%
1,294,645
+86,765
+7% +$3.44M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$43.3M 7.08%
134,424
-2,749
-2% -$846K
VTIP icon
4
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$38.8M 6.35%
787,758
+37,772
+5% +$1.86M
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$110B
$33.3M 5.45%
397,108
+30,440
+8% +$2.45M
TPYP icon
6
Tortoise North American Pipeline ETF
TPYP
$895M
$25.3M 4.14%
1,075,597
-249,578
-19% -$5.67M
SDY icon
7
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$24M 3.92%
222,937
-814
-0.4% -$85.4K
PRF icon
8
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$22.2M 3.64%
876,565
-1,125
-0.1% -$27.4K
MDY icon
9
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$18.6M 3.04%
49,437
-239
-0.5% -$86.4K
NEAR icon
10
iShares Short Maturity Bond ETF
NEAR
$4.8B
$16.1M 2.63%
319,689
+14,954
+5% +$752K
USMV icon
11
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$14M 2.28%
212,724
+18,522
+10% +$1.19M
AAPL icon
12
Apple
AAPL
$4.79T
$13.9M 2.28%
189,728
+19,004
+11% +$1.22M
RWL icon
13
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$11.3M 1.85%
193,565
-1,507
-0.8% -$84.7K
EFAV icon
14
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$10.6M 1.73%
141,680
+19,329
+16% +$1.44M
MLPI
15
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$9.28M 1.52%
477,851
-170,951
-26% -$3.25M
JPST icon
16
JPMorgan Ultra-Short Income ETF
JPST
$40B
$8.33M 1.36%
165,166
+53,481
+48% +$2.7M
SLYV icon
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.93B
$6.89M 1.13%
104,827
+3,760
+4% +$238K
BSCO
18
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$6.47M 1.06%
301,491
+10,715
+4% +$230K
IWM icon
19
iShares Russell 2000 ETF
IWM
$81.6B
$5.93M 0.97%
35,806
+2
+0% +$316
PJT icon
20
PJT Partners
PJT
$4.24B
$5.63M 0.92%
124,770
– –
VNQ icon
21
Vanguard Real Estate ETF
VNQ
$39.2B
$5.29M 0.87%
56,993
+984
+2% +$91.1K
AMJ
22
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$5.25M 0.86%
240,887
-233,602
-49% -$5.03M
SPLV icon
23
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$5.05M 0.83%
86,606
– –
BSCN
24
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$4.67M 0.76%
219,355
+29,300
+15% +$624K
VTI icon
25
Vanguard Total Stock Market ETF
VTI
$661B
$4.62M 0.76%
28,218
+151
+0.5% +$23.7K
1
2 3 4 5

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Klingman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Klingman & Associates held 138 positions worth $611M, up 9.4% from $559M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $20.4M of net new capital in Q4 2019, opening 17 new positions and adding to 52 existing holdings. Its largest new stake was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, up from 2.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Tortoise North American Pipeline ETF, an estimated $5.67M trimmed.

  • Klingman & Associates's largest Q4 2019 buy was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q4 2019 reduction was Tortoise North American Pipeline ETF, cutting an estimated $5.67M.
  • Klingman & Associates fully exited iShares Core S&P Total US Stock Market ETF in Q4 2019, selling an estimated $287K.
  • Klingman & Associates's ten largest holdings make up 65% of its $611M portfolio in Q4 2019.
  • Klingman & Associates opened 17 new positions and closed 3 in Q4 2019.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $611M.

Based on Klingman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.