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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$375M
AUM Growth
+$14.6M
Cap. Flow
+$13.5M
Cap. Flow %
3.6%
Top 10 Hldgs %
67.95%
Holding
101
New
6
Increased
35
Reduced
32
Closed
6

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.59M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.4M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.09M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.86M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$997K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$889K
3
IDV icon
iShares International Select Dividend ETF
IDV
+$800K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$622K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$563K

Sector Composition

Rank Sector Weight
1 Financials 3.79%
2 Healthcare 0.43%
3 Energy 0.42%
4 Industrials 0.36%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$52.5M 14%
215,622
+11,869
+6% +$2.86M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$34.5M 9.2%
142,711
-3,709
-3% -$889K
IJH icon
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
$28.2M 7.52%
810,150
+98,535
+14% +$3.4M
AMJ
4
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$28.1M 7.5%
947,336
+34,461
+4% +$1.06M
MLPI
5
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$26.3M 7.02%
986,898
+130,997
+15% +$3.59M
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$21.5M 5.72%
241,508
+1,625
+0.7% +$144K
PRF icon
7
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$21.1M 5.63%
1,021,595
+12,825
+1% +$264K
MDY icon
8
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$16M 4.27%
50,411
-1,789
-3% -$563K
TIP icon
9
iShares TIPS Bond ETF
TIP
$14.5B
$13.4M 3.58%
118,320
-594
-0.5% -$67.9K
IJR icon
10
iShares Core S&P Small-Cap ETF
IJR
$109B
$13.2M 3.51%
187,973
+13,359
+8% +$925K
VTIP icon
11
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$11.5M 3.06%
232,766
+49,609
+27% +$2.45M
NEAR icon
12
iShares Short Maturity Bond ETF
NEAR
$4.8B
$8.63M 2.3%
171,697
+61,506
+56% +$3.09M
IDV icon
13
iShares International Select Dividend ETF
IDV
$8.25B
$7.97M 2.13%
243,582
-24,692
-9% -$800K
PJT icon
14
PJT Partners
PJT
$4.37B
$6.57M 1.75%
163,399
+1
+0% +$37
RWL icon
15
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$6.23M 1.66%
134,093
+23,177
+21% +$1.06M
VNQ icon
16
Vanguard Real Estate ETF
VNQ
$39.9B
$5.31M 1.42%
63,851
-3,119
-5% -$260K
CFG icon
17
Citizens Financial Group
CFG
$30.4B
$5.07M 1.35%
141,976
– –
IWM icon
18
iShares Russell 2000 ETF
IWM
$80.9B
$5.01M 1.34%
35,556
-3,330
-9% -$461K
SPLV icon
19
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.96M 1.32%
110,777
-2,880
-3% -$128K
USMV icon
20
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$4.58M 1.22%
93,500
-837
-0.9% -$40.8K
DVY icon
21
iShares Select Dividend ETF
DVY
$24B
$4.02M 1.07%
43,565
-3,777
-8% -$347K
IWB icon
22
iShares Russell 1000 ETF
IWB
$47.7B
$2.92M 0.78%
21,569
-64
-0.3% -$8.54K
EFA icon
23
iShares MSCI EAFE ETF
EFA
$76.4B
$2.64M 0.7%
40,537
-9,605
-19% -$622K
VRP icon
24
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.09M 0.56%
79,890
+1,083
+1% +$28K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.02M 0.54%
40,473
+2,174
+6% +$108K
1
2 3 4 5

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Klingman & Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Klingman & Associates held 101 positions worth $375M, up 4.1% from $360M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $13.5M of net new capital in Q2 2017, opening 6 new positions and adding to 35 existing holdings. Its largest new stake was CSX Corp: 18,792 shares worth $342K.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 3.9% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $889K trimmed.

  • Klingman & Associates's largest Q2 2017 buy was CSX Corp: 18,792 shares worth $342K.
  • Klingman & Associates added most to UBS E-TRACS Alerian MLP Infrastructure ETN in Q2 2017, an estimated $3.59M increase.
  • Klingman & Associates's biggest Q2 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $889K.
  • Klingman & Associates fully exited First Horizon in Q2 2017, selling an estimated $997K.
  • Klingman & Associates's ten largest holdings make up 68% of its $375M portfolio in Q2 2017.
  • Klingman & Associates opened 6 new positions and closed 6 in Q2 2017.
  • Klingman & Associates's portfolio value rose 4.1% quarter-over-quarter to $375M.

Based on Klingman & Associates's 13F filing for Q2 2017, filed 21 Jul 2017.