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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$1.36B
AUM Growth
+$125M
Cap. Flow
-$50M
Cap. Flow %
-3.67%
Top 10 Hldgs %
51.62%
Holding
229
New
10
Increased
68
Reduced
94
Closed
6

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.5M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$6.19M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.42M
4
IBDW icon
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
+$4.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.49M

Top Sells

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24.1M
3
PJT icon
PJT Partners
PJT
+$15.3M
4
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$7.96M
5
DFIP icon
Dimensional Inflation-Protected Securities ETF
DFIP
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.65%
2 Financials 3.37%
3 Consumer Discretionary 1.42%
4 Healthcare 0.72%
5 Real Estate 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$886B
$237M 17.38%
495,758
+12,108
+3% +$5.42M
VTIP icon
2
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$69.2M 5.08%
1,457,326
+137,239
+10% +$6.5M
IJH icon
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
$68.9M 5.06%
1,243,775
+43,595
+4% +$2.21M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$59.8M 4.39%
125,885
-1,521
-1% -$678K
SPYV icon
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36B
$54M 3.96%
1,157,172
-5,916
-0.5% -$255K
IJR icon
6
iShares Core S&P Small-Cap ETF
IJR
$110B
$52M 3.82%
480,054
+17,109
+4% +$1.65M
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
$47.6M 3.49%
731,560
-3,762
-0.5% -$232K
AAPL icon
8
Apple
AAPL
$4.79T
$46.3M 3.4%
240,547
-6,170
-3% -$1.14M
IEFA icon
9
iShares Core MSCI EAFE ETF
IEFA
$187B
$36.5M 2.68%
518,927
+37,784
+8% +$2.49M
USMV icon
10
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$32.1M 2.35%
410,940
-8,683
-2% -$648K
VEA icon
11
Vanguard FTSE Developed Markets ETF
VEA
$228B
$28.2M 2.07%
588,921
+19,519
+3% +$874K
IBDU icon
12
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.01B
$27.1M 1.99%
1,176,114
+47,450
+4% +$1.05M
IBDT icon
13
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
$26.9M 1.98%
1,072,916
+35,474
+3% +$862K
SDY icon
14
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$26.4M 1.94%
211,180
-461
-0.2% -$54.1K
IBDS icon
15
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
– –
-1,061,717
Closed -$24.8M
PRF icon
16
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$25.8M 1.89%
732,943
-2,984
-0.4% -$97.8K
MDYV icon
17
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
$25.6M 1.88%
349,449
+1,549
+0.4% +$102K
IBDR icon
18
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
– –
-1,026,542
Closed -$24.1M
MDYG icon
19
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$23.3M 1.71%
307,979
+1,965
+0.6% +$138K
DDOG icon
20
Datadog
DDOG
$87.5B
$23.1M 1.7%
190,214
-10,957
-5% -$1.13M
MDY icon
21
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$23.1M 1.69%
45,450
-299
-0.7% -$139K
SLYV icon
22
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.93B
$21.7M 1.59%
260,599
+10,444
+4% +$772K
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$20.2M 1.49%
492,511
+19,875
+4% +$788K
RWL icon
24
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$20M 1.47%
234,515
+23,845
+11% +$1.91M
PJT icon
25
PJT Partners
PJT
$4.24B
$15.2M 1.12%
149,302
-178,258
-54% -$15.3M
1
2 3 4 5

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Klingman & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Klingman & Associates held 229 positions worth $1.36B, up 10% from $1.24B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Klingman & Associates withdrew a net $50M in Q4 2023, closing 6 positions and reducing 94 holdings. Its most notable exit was iShares iBonds Dec 2027 Term Corporate ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 6.5% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Klingman & Associates opened a new position in iShares Preferred and Income Securities ETF worth $437K.

  • Klingman & Associates's largest Q4 2023 buy was iShares Preferred and Income Securities ETF: 14,013 shares worth $437K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2023, an estimated $6.5M increase.
  • Klingman & Associates's biggest Q4 2023 reduction was PJT Partners, cutting an estimated $15.3M.
  • Klingman & Associates fully exited iShares iBonds Dec 2027 Term Corporate ETF in Q4 2023, selling an estimated $24.8M.
  • Klingman & Associates's ten largest holdings make up 52% of its $1.36B portfolio in Q4 2023.
  • Klingman & Associates opened 10 new positions and closed 6 in Q4 2023.
  • Klingman & Associates's portfolio value rose 10% quarter-over-quarter to $1.36B.

Based on Klingman & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.