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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$32.7M 10.57%
155,980
-8,323
-5% -$1.73M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$886B
$32.2M 10.41%
152,875
+36,659
+32% +$7.65M
AMJ
3
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$28.1M 9.1%
884,212
-1,546
-0.2% -$46K
SDY icon
4
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$21.4M 6.92%
254,979
-4,666
-2% -$379K
PRF icon
5
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$16.8M 5.42%
925,805
+40,055
+5% +$718K
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$15M 4.86%
55,190
+551
+1% +$147K
TIP icon
7
iShares TIPS Bond ETF
TIP
$14.5B
$14.9M 4.83%
128,084
+31,579
+33% +$3.63M
MLPN
8
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$14.7M 4.75%
690,797
+112,545
+19% +$2.2M
IJH icon
9
iShares Core S&P Mid-Cap ETF
IJH
$123B
$12M 3.87%
400,675
+171,420
+75% +$5.03M
IDV icon
10
iShares International Select Dividend ETF
IDV
$8.3B
$8.43M 2.73%
294,431
+5,008
+2% +$145K
IJR icon
11
iShares Core S&P Small-Cap ETF
IJR
$110B
$6.87M 2.22%
118,242
+28,160
+31% +$1.61M
VNQ icon
12
Vanguard Real Estate ETF
VNQ
$39.2B
$6.29M 2.04%
70,996
-2,243
-3% -$188K
SPLV icon
13
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$5.38M 1.74%
125,657
-2,270
-2% -$92.2K
RWL icon
14
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$4.89M 1.58%
119,972
-720
-0.6% -$29K
CEM
15
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.87M 1.57%
61,074
-1,058
-2% -$79.4K
IWM icon
16
iShares Russell 2000 ETF
IWM
$81.6B
$4.52M 1.46%
39,275
+230
+0.6% +$25.9K
USMV icon
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$4.27M 1.38%
92,313
+1,460
+2% +$64.8K
DVY icon
18
iShares Select Dividend ETF
DVY
$23.8B
$4.09M 1.32%
48,011
-369
-0.8% -$30.4K
PJT icon
19
PJT Partners
PJT
$4.24B
$3.68M 1.19%
160,000
– –
EFA icon
20
iShares MSCI EAFE ETF
EFA
$77.1B
$2.62M 0.85%
46,995
– –
VTI icon
21
Vanguard Total Stock Market ETF
VTI
$661B
$2.57M 0.83%
24,000
– –
IWB icon
22
iShares Russell 1000 ETF
IWB
$48.3B
$2.49M 0.81%
21,323
– –
VTIP icon
23
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.46M 0.8%
49,744
+26,479
+114% +$1.3M
EFAV icon
24
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.88M 0.61%
28,370
– –
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.82M 0.59%
45,596
-500
-1% -$19.6K
1
2 3 4 5

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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.