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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$513M
AUM Growth
+$68.9M
Cap. Flow
+$16.2M
Cap. Flow %
3.16%
Top 10 Hldgs %
63.58%
Holding
123
New
16
Increased
41
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.05M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.98M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.18M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.28M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.08M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$908K
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$390K
3
CHY
Calamos Convertible and High Income Fund
CHY
+$304K
4
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$282K
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$260K

Sector Composition

Rank Sector Weight
1 Financials 3.1%
2 Technology 2.02%
3 Consumer Discretionary 0.75%
4 Healthcare 0.44%
5 Industrials 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$85.5M 16.66%
300,309
+7,973
+3% +$2.18M
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
$41.9M 8.17%
1,106,865
-24,590
-2% -$908K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$39.3M 7.67%
139,288
-315
-0.2% -$85.6K
TPYP icon
4
Tortoise North American Pipeline ETF
TPYP
$900M
$33.1M 6.45%
1,384,829
+21,265
+2% +$488K
IJR icon
5
iShares Core S&P Small-Cap ETF
IJR
$109B
$25.1M 4.89%
325,089
+14,096
+5% +$1.08M
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$24.6M 4.79%
504,697
+61,815
+14% +$2.98M
SDY icon
7
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$22.7M 4.42%
228,266
-2,334
-1% -$224K
PRF icon
8
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$20.7M 4.03%
912,225
-11,780
-1% -$260K
MDY icon
9
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$17.2M 3.35%
49,792
+30
+0.1% +$10.1K
MLPI
10
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$16.1M 3.14%
709,376
-17,705
-2% -$390K
NEAR icon
11
iShares Short Maturity Bond ETF
NEAR
$4.8B
$15.4M 3%
306,344
+179
+0.1% +$8.96K
AMJ
12
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$13.2M 2.57%
517,722
-5,607
-1% -$140K
RWL icon
13
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$10.2M 1.98%
197,286
-5,569
-3% -$282K
TIP icon
14
iShares TIPS Bond ETF
TIP
$14.5B
$8.11M 1.58%
71,725
-1,491
-2% -$165K
AAPL icon
15
Apple
AAPL
$4.89T
$8M 1.56%
168,368
+2,196
+1% +$93.1K
USMV icon
16
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$7.28M 1.42%
123,749
+14,505
+13% +$812K
PJT icon
17
PJT Partners
PJT
$4.37B
$6.89M 1.34%
164,770
+1,372
+0.8% +$58.8K
VNQ icon
18
Vanguard Real Estate ETF
VNQ
$39.9B
$5.92M 1.15%
68,056
+645
+1% +$53.3K
SLYV icon
19
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$5.64M 1.1%
93,519
+320
+0.3% +$19.3K
BSCO
20
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$5.61M 1.09%
270,376
+16,298
+6% +$332K
IWM icon
21
iShares Russell 2000 ETF
IWM
$80.9B
$5.48M 1.07%
35,800
+2
+0% +$301
EFAV icon
22
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$4.96M 0.97%
68,934
+43,585
+172% +$3.05M
SPLV icon
23
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.65M 0.91%
88,266
-2,410
-3% -$121K
DVY icon
24
iShares Select Dividend ETF
DVY
$24B
$4.19M 0.82%
42,722
– –
IDV icon
25
iShares International Select Dividend ETF
IDV
$8.25B
$4.11M 0.8%
133,185
+592
+0.4% +$18.3K
1
2 3 4 5

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Klingman & Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Klingman & Associates held 123 positions worth $513M, up 16% from $444M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $16.2M of net new capital in Q1 2019, opening 16 new positions and adding to 41 existing holdings. Its largest new stake was Blackstone: 25,095 shares worth $878K.

By sector, the portfolio is most concentrated in Financials at 3.1% of assets, up from 3% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $908K trimmed.

  • Klingman & Associates's largest Q1 2019 buy was Blackstone: 25,095 shares worth $878K.
  • Klingman & Associates added most to iShares MSCI EAFE Min Vol Factor ETF in Q1 2019, an estimated $3.05M increase.
  • Klingman & Associates's biggest Q1 2019 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $908K.
  • Klingman & Associates fully exited Calamos Convertible and High Income Fund in Q1 2019, selling an estimated $304K.
  • Klingman & Associates's ten largest holdings make up 64% of its $513M portfolio in Q1 2019.
  • Klingman & Associates opened 16 new positions and closed 4 in Q1 2019.
  • Klingman & Associates's portfolio value rose 16% quarter-over-quarter to $513M.

Based on Klingman & Associates's 13F filing for Q1 2019, filed 3 May 2019.