Klingman & Associates’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Klingman & Associates’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-41,779	Closed	-$285K	–	100
2017 Q2	$285K	Buy	41,779 +4,500	+12%	+$31K	0.08%	78
2017 Q1	$253K	Sell	37,279 -7,850	-17%	-$54.6K	0.07%	83
2016 Q4	$306K	Sell	45,129 -12,919	-22%	-$84.5K	0.09%	74
2016 Q3	$380K	Sell	58,048 -10,000	-15%	-$62.5K	0.11%	66
2016 Q2	$411K	Sell	68,048 -4,000	-6%	-$23.9K	0.13%	64
2016 Q1	$425K	Buy	72,048 +7,000	+11%	+$39K	0.15%	61
2015 Q4	$375K	Buy	+65,048	New	+$375K	0.14%	75
2015 Q3	–	Sell	-65,048	Closed	-$403K	–	70
2015 Q2	$416K	Hold	65,048	–	–	0.16%	58
2015 Q1	$433K	Buy	65,048 +1	+0%	+$7	0.18%	54
2014 Q4	$426K	Buy	+65,047	New	+$431K	0.18%	56

Other funds holding NSL

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Klingman & Associates's NSL Position: Q3 2017 in Review

Klingman & Associates sold out of NUVEEN SENIOR INCM FD (NSL) in Q3 2017, closing a stake of 41,779 shares — an estimated $285K sold.

Klingman & Associates first reported a position in NSL in Q4 2014 and held it in 10 quarters. The position peaked at $433K in Q1 2015. 56 funds tracked by Wall St. Rank hold NSL as of Q3 2017.

Klingman & Associates reported no remaining NUVEEN SENIOR INCM FD position as of Q3 2017 after selling out during the quarter.
Klingman & Associates sold 41,779 NUVEEN SENIOR INCM FD shares in Q3 2017, an estimated $285K.
Klingman & Associates first reported a position in NUVEEN SENIOR INCM FD in Q4 2014 and held it in 10 quarters.
Klingman & Associates's NUVEEN SENIOR INCM FD position peaked at $433K in Q1 2015.
56 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q3 2017.

Based on Klingman & Associates's 13F filing for Q3 2017, filed 24 Oct 2017.