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Klingman & Associates Portfolio holdings
AUM
$2.41B
Turnover
25.11%
1-Year Est. Return
15.13%
This Fund
S&P 500
This Quarter Est. Return
-0.01%
1 Year Est. Return
+15.13%
3 Year Est. Return
+64.93%
5 Year Est. Return
+60.65%
10 Year Est. Return
+171.45%
AUM
$2.41B
AUM Growth
+$56.5M
(+2.4%)
Cap. Flow
+$71.9M
Cap. Flow % of AUM
Cap. Flow %
2.99%
Top 10 Holdings %
Top 10 Hldgs %
52.74%
Holding
442
New
92
Increased
193
Reduced
85
Closed
19
Avg Time Held
3.5
years
Top 10 Avg Time Held
6.7
years
Top 20 Avg Time Held
5.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$11M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$5.76M |
| 3 |
Vanguard Core Tax-Exempt Bond ETF
VCRM
|
+$5.3M |
| 4 |
iShares iBonds Dec 2033 Term Corporate ETF
IBDY
|
+$4.5M |
| 5 |
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
|
+$3.97M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Citizens Financial Group
CFG
|
+$12.8M |
| 2 |
JPMorgan Chase
JPM
|
+$2.17M |
| 3 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$2.02M |
| 4 |
Datadog
DDOG
|
+$1.52M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$1.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 82.01% |
| 2 | Technology | 8.25% |
| 3 | Financials | 2.56% |
| 4 | Consumer Discretionary | 1.57% |
| 5 | Communication Services | 1.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.99B
| $22.4M | 0.93% |
926,915
-32,656
| -3% | -$789K |
2026 Q2
1 quarter
|
|
27
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.57B
| $21.7M | 0.9% |
202,931
-967
| -0.5% | -$111K |
2018 Q4
31 quarters
|
|
28
Microsoft
MSFT
$3.98T
| $20.1M | 0.83% |
39,092
+1,327
| +4% | +$614K |
2014 Q4
47 quarters
|
|
29
Vanguard Morningstar Total Stock Market ETF
VTI
$664B
| $16.9M | 0.7% |
45,110
+140
| +0.3% | +$52.5K |
2014 Q4
47 quarters
|
|
|
30
Datadog
DDOG
$62.7B
| $16.8M | 0.7% |
61,389
-6,134
| -9% | -$1.52M |
2020 Q2
25 quarters
|
|
31
NVIDIA
NVDA
$4.39T
| $16.4M | 0.68% |
72,024
+2,379
| +3% | +$510K |
2022 Q4
15 quarters
|
|
32
Amazon
AMZN
$2.81T
| $15.8M | 0.66% |
63,440
+1,644
| +3% | +$418K |
2017 Q3
36 quarters
|
|
|
33
Citizens Financial Group
CFG
$26.8B
| $14.6M | 0.61% |
228,285
-181,627
| -44% | -$12.8M |
2014 Q4
47 quarters
|
|
34
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.6B
| $13.1M | 0.54% |
154,941
-299
| -0.2% | -$25.4K |
2014 Q4
47 quarters
|
|
35
iShares New York Muni Bond ETF
NYF
$1.77B
| $11.9M | 0.49% |
235,291
-719
| -0.3% | -$37.8K |
2024 Q2
9 quarters
|
|
36
Alphabet (Google) Class C
GOOG
$3.46T
| $10.9M | 0.45% |
32,077
+483
| +2% | +$166K |
2017 Q3
36 quarters
|
|
37
Alphabet (Google) Class A
GOOGL
$3.47T
| $9.7M | 0.4% |
28,250
+413
| +1% | +$143K |
2020 Q1
26 quarters
|
|
38
iShares Russell 1000 ETF
IWB
$46.6B
| $8.63M | 0.36% |
20,739
-980
| -5% | -$407K |
2015 Q2
45 quarters
|
|
39
iShares Russell 2000 ETF
IWM
$73.5B
| $8.59M | 0.36% |
30,896
+33
| +0.1% | +$9.7K |
2014 Q4
47 quarters
|
|
40
Vanguard S&P 500 ETF
VOO
$993B
| $8.15M | 0.34% |
11,633
+224
| +2% | +$156K |
2017 Q3
36 quarters
|
|
41
Berkshire Hathaway Class B
BRK.B
$1.23T
| $7.18M | 0.3% |
14,415
-1,015
| -7% | -$512K |
2014 Q4
47 quarters
|
|
|
42
JPMorgan Chase
JPM
$896B
| $6.61M | 0.27% |
19,986
-6,192
| -24% | -$2.17M |
2014 Q4
47 quarters
|
|
43
ExxonMobil
XOM
$674B
| $6.4M | 0.27% |
39,345
+317
| +0.8% | +$49.6K |
2014 Q4
47 quarters
|
|
|
44
iShares iBonds Dec 2033 Term Corporate ETF
IBDY
$1.2B
| $6.29M | 0.26% |
257,103
+178,270
| +226% | +$4.5M |
2026 Q2
1 quarter
|
|
45
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.5B
| $6.01M | 0.25% |
258,952
-5,434
| -2% | -$128K |
2022 Q4
15 quarters
|
|
46
Jones Lang LaSalle
JLL
$17.1B
| $5.82M | 0.24% |
19,051
+10
| +0.1% | +$3.47K |
2023 Q3
12 quarters
|
|
47
iShares Semiconductor ETF
SOXX
$12.2B
| $5.67M | 0.24% |
29,907
-6,000
| -17% | -$1.07M |
2014 Q4
47 quarters
|
|
48
Applied Materials
AMAT
$253B
| $5.5M | 0.23% |
10,760
+253
| +2% | +$128K |
2020 Q3
24 quarters
|
|
49
Meta Platforms (Facebook)
META
$1.55T
| $5.29M | 0.22% |
7,293
+238
| +3% | +$149K |
2017 Q3
36 quarters
|
|
50
Broadcom
AVGO
$1.39T
| $5.19M | 0.22% |
14,768
+333
| +2% | +$125K |
2023 Q2
13 quarters
|
|
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Klingman & Associates's Q3 2026 Portfolio in Review
As of Q3 2026, Klingman & Associates held 442 positions worth $2.41B, up 2.4% from $2.35B the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Klingman & Associates's Q3 2026 filing shows 92 new, 193 increased, 85 reduced and 19 closed positions. Its largest new stake was Vanguard Core Tax-Exempt Bond ETF: 71,106 shares worth $5.09M. The largest sale was Citizens Financial Group, an estimated $12.8M.
By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Technology and Financials.
- Klingman & Associates's largest Q3 2026 buy was Vanguard Core Tax-Exempt Bond ETF: 71,106 shares worth $5.09M.
- Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2026, an estimated $11M increase.
- Klingman & Associates's biggest Q3 2026 reduction was Citizens Financial Group, cutting an estimated $12.8M.
- Klingman & Associates fully exited iShares Short Maturity Bond ETF in Q3 2026, selling an estimated $1.3M.
- Klingman & Associates's ten largest holdings make up 53% of its $2.41B portfolio in Q3 2026.
- Klingman & Associates opened 92 new positions and closed 19 in Q3 2026.
- Klingman & Associates's portfolio value rose 2.4% quarter-over-quarter to $2.41B.
Based on Klingman & Associates's 13F filing for Q3 2026, filed 20 Oct 2026.