Curi RMB Capital’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Curi RMB Capital’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-42,777	Closed	-$466K	–	619
2020 Q2	$466K	Buy	42,777 +19,077	+80%	+$202K	0.02%	415
2020 Q1	$225K	Buy	+23,700	New	+$275K	0.01%	548
2019 Q4	–	Sell	-105,064	Closed	-$1.26M	–	687
2019 Q3	$1.26M	Sell	105,064 -11,603	-10%	-$138K	0.03%	361
2019 Q2	$1.41M	Sell	116,667 -31,451	-21%	-$378K	0.04%	369
2019 Q1	$1.75M	Sell	148,118 -11,106	-7%	-$132K	0.04%	370
2018 Q4	$1.78M	Buy	159,224 +134,259	+538%	+$1.6M	0.05%	370
2018 Q3	$318K	Buy	+24,965	New	+$318K	0.01%	718
2018 Q1	–	Sell	-53,683	Closed	-$693K	–	928
2017 Q4	$693K	Buy	+53,683	New	+$700K	0.02%	548
2017 Q3	–	Sell	-53,197	Closed	-$708K	–	729
2017 Q2	$708K	Buy	+53,197	New	+$721K	0.02%	482

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Curi RMB Capital's FCT Position: Q3 2020 in Review

Curi RMB Capital sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q3 2020, closing a stake of 42,777 shares — an estimated $466K sold.

Curi RMB Capital first reported a position in FCT in Q2 2017 and held it in 9 quarters. The position peaked at $1.78M in Q4 2018. 66 funds tracked by Wall St. Rank hold FCT as of Q3 2020.

Curi RMB Capital reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q3 2020 after selling out during the quarter.
Curi RMB Capital sold 42,777 First Trust Senior Floating Rate Income Fund II shares in Q3 2020, an estimated $466K.
Curi RMB Capital first reported a position in First Trust Senior Floating Rate Income Fund II in Q2 2017 and held it in 9 quarters.
Curi RMB Capital's First Trust Senior Floating Rate Income Fund II position peaked at $1.78M in Q4 2018.
66 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q3 2020.

Based on Curi RMB Capital's 13F filing for Q3 2020, filed 10 Nov 2020.