RIL
FCT

Rothschild Investment LLC’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Rothschild Investment LLC’s Portfolio FCT Stock Details FCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-34,000
Closed -$486K – 497
2014
Q2 		$486K Hold
34,000
– – 0.06% 270
2014
Q1 		$491K Hold
34,000
– – 0.07% 269
2013
Q4 		$493K Buy
+34,000
New +$489K 0.07% 270

Other funds holding FCT

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BCC
Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Rothschild Investment LLC's FCT Position: Q3 2014 in Review

Rothschild Investment LLC sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q3 2014, closing a stake of 34,000 shares — an estimated $486K sold.

Rothschild Investment LLC first reported a position in FCT in Q4 2013 and held it in 3 quarters. The position peaked at $493K in Q4 2013. 44 funds tracked by Wall St. Rank hold FCT as of Q3 2014.

  • Rothschild Investment LLC reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q3 2014 after selling out during the quarter.
  • Rothschild Investment LLC sold 34,000 First Trust Senior Floating Rate Income Fund II shares in Q3 2014, an estimated $486K.
  • Rothschild Investment LLC first reported a position in First Trust Senior Floating Rate Income Fund II in Q4 2013 and held it in 3 quarters.
  • Rothschild Investment LLC's First Trust Senior Floating Rate Income Fund II position peaked at $493K in Q4 2013.
  • 44 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q3 2014.

Based on Rothschild Investment LLC's 13F filing for Q3 2014, filed 24 Oct 2014.