PP
FCT

Paloma Partners’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Paloma Partners’s Portfolio FCT Stock Details FCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-76,091
Closed -$1.1M – 788
2013
Q4 		$1.1M Buy
+76,091
New +$1.1M 0.06% 349

Other funds holding FCT

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
BF
BOK Financial Tulsa, Oklahoma $6.54B AUM 25.41% 1-Year Est. Return

Paloma Partners's FCT Position: Q1 2014 in Review

Paloma Partners sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q1 2014, closing a stake of 76,091 shares — an estimated $1.1M sold.

Paloma Partners first reported a position in FCT in Q4 2013 and held it in 1 quarter. The position peaked at $1.1M in Q4 2013. 45 funds tracked by Wall St. Rank hold FCT as of Q1 2014.

  • Paloma Partners reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q1 2014 after selling out during the quarter.
  • Paloma Partners sold 76,091 First Trust Senior Floating Rate Income Fund II shares in Q1 2014, an estimated $1.1M.
  • Paloma Partners first reported a position in First Trust Senior Floating Rate Income Fund II in Q4 2013 and held it in 1 quarter.
  • Paloma Partners's First Trust Senior Floating Rate Income Fund II position peaked at $1.1M in Q4 2013.
  • 45 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.