Mariner Investment Group’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Mariner Investment Group’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-62,272	Closed	-$782K	–	61
2019 Q4	$782K	Buy	62,272 +33,308	+115%	+$403K	0.88%	37
2019 Q3	$348K	Hold	28,964	–	–	0.54%	38
2019 Q2	$349K	Hold	28,964	–	–	0.61%	44
2019 Q1	$342K	Hold	28,964	–	–	0.46%	57
2018 Q4	$324K	Buy	+28,964	New	+$346K	0.45%	71
2015 Q2	–	Sell	-395,857	Closed	-$5.47M	–	220
2015 Q1	$5.47M	Sell	395,857 -24,985	-6%	-$333K	1.47%	18
2014 Q4	$5.47M	Buy	+420,842	New	+$5.51M	0.93%	25
2014 Q3	–	Sell	-45,984	Closed	-$657K	–	259
2014 Q2	$657K	Buy	45,984 +1,855	+4%	+$26K	0.13%	131
2014 Q1	$638K	Buy	+44,129	New	+$634K	0.14%	108

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Mariner Investment Group's FCT Position: Q1 2020 in Review

Mariner Investment Group sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q1 2020, closing a stake of 62,272 shares — an estimated $782K sold.

Mariner Investment Group first reported a position in FCT in Q1 2014 and held it in 9 quarters. The position peaked at $5.47M in Q4 2014. 69 funds tracked by Wall St. Rank hold FCT as of Q1 2020.

Mariner Investment Group reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q1 2020 after selling out during the quarter.
Mariner Investment Group sold 62,272 First Trust Senior Floating Rate Income Fund II shares in Q1 2020, an estimated $782K.
Mariner Investment Group first reported a position in First Trust Senior Floating Rate Income Fund II in Q1 2014 and held it in 9 quarters.
Mariner Investment Group's First Trust Senior Floating Rate Income Fund II position peaked at $5.47M in Q4 2014.
69 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q1 2020.

Based on Mariner Investment Group's 13F filing for Q1 2020, filed 15 May 2020.