PenderFund Capital Management’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

PenderFund Capital Management’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-50,000	Closed	-$740K	–	96
2020 Q4	$740K	Hold	50,000	–	–	0.19%	65
2020 Q3	$735K	Hold	50,000	–	–	0.2%	63
2020 Q2	$739K	Hold	50,000	–	–	0.2%	63
2020 Q1	$669K	Sell	50,000 -50,000	-50%	-$580K	0.21%	50
2019 Q4	$1.63M	Hold	100,000	–	–	0.46%	42
2019 Q3	$1.2M	Hold	100,000	–	–	0.4%	45
2019 Q2	$1.2M	Hold	100,000	–	–	0.43%	49
2019 Q1	$1.61M	Buy	+100,000	New	+$1.19M	0.47%	46

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PenderFund Capital Management's FCT Position: Q1 2021 in Review

PenderFund Capital Management sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q1 2021, closing a stake of 50,000 shares — an estimated $740K sold.

PenderFund Capital Management first reported a position in FCT in Q1 2019 and held it in 8 quarters. The position peaked at $1.63M in Q4 2019. 63 funds tracked by Wall St. Rank hold FCT as of Q1 2021.

PenderFund Capital Management reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q1 2021 after selling out during the quarter.
PenderFund Capital Management sold 50,000 First Trust Senior Floating Rate Income Fund II shares in Q1 2021, an estimated $740K.
PenderFund Capital Management first reported a position in First Trust Senior Floating Rate Income Fund II in Q1 2019 and held it in 8 quarters.
PenderFund Capital Management's First Trust Senior Floating Rate Income Fund II position peaked at $1.63M in Q4 2019.
63 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q1 2021.

Based on PenderFund Capital Management's 13F filing for Q1 2021, filed 10 May 2021.