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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNR
101
DELISTED
Denbury Resources, Inc.
DNR
$16.2M 0.27%
881,061
+187,042
+27% +$3.29M
TIP icon
102
iShares TIPS Bond ETF
TIP
$14.5B
$16M 0.26%
141,951
-17,227
-11% -$1.92M
HXL icon
103
Hexcel
HXL
$7.79B
$15.9M 0.26%
411,036
-37,697
-8% -$1.37M
GIS icon
104
General Mills
GIS
$19.1B
$15.8M 0.26%
330,676
+35,242
+12% +$1.77M
VOO icon
105
Vanguard S&P 500 ETF
VOO
$979B
$15.6M 0.26%
101,249
-1,160
-1% -$178K
LLY icon
106
Eli Lilly
LLY
$1.02T
$15.4M 0.26%
306,241
-36,061
-11% -$1.89M
NBR icon
107
Nabors Industries
NBR
$1.27B
$15.1M 0.25%
+18,765
New +$14.7M
F icon
108
Ford
F
$58.5B
$15M 0.25%
886,441
-457,230
-34% -$7.72M
FCX icon
109
Freeport-McMoran
FCX
$90B
$14.8M 0.25%
448,177
+95,484
+27% +$2.92M
CBB
110
DELISTED
Cincinnati Bell Inc.
CBB
$14.8M 0.24%
1,084,607
-84,107
-7% -$1.33M
AMLP icon
111
Alerian MLP ETF
AMLP
$13B
$14.1M 0.23%
159,988
+29,866
+23% +$2.63M
AUY
112
DELISTED
Yamana Gold, Inc.
AUY
$14M 0.23%
1,349,819
+116,777
+9% +$1.23M
ABBV icon
113
AbbVie
ABBV
$443B
$13.6M 0.23%
305,113
+1,083
+0.4% +$48K
IJT icon
114
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$13.6M 0.22%
250,160
-37,416
-13% -$1.95M
IEMG icon
115
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$12.9M 0.21%
+266,149
New +$12.6M
BMY icon
116
Bristol-Myers Squibb
BMY
$133B
$12.9M 0.21%
278,971
-14,066
-5% -$617K
DXJ icon
117
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$12.9M 0.21%
268,545
-5,989
-2% -$281K
JNK icon
118
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$12.8M 0.21%
107,424
-5,083
-5% -$607K
JPM icon
119
JPMorgan Chase
JPM
$935B
$12.8M 0.21%
247,044
-13,313
-5% -$714K
IJK icon
120
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$12.7M 0.21%
364,052
-75,280
-17% -$2.56M
MO icon
121
Altria Group
MO
$114B
$12.4M 0.21%
361,303
+6,711
+2% +$236K
HON icon
122
Honeywell
HON
$77B
$12.1M 0.2%
161,864
+43,673
+37% +$3.24M
CL icon
123
Colgate-Palmolive
CL
$73.1B
$11.8M 0.2%
199,651
+121,688
+156% +$7.21M
VOT icon
124
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$11.7M 0.19%
+137,632
New +$11.4M
VOE icon
125
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$11.6M 0.19%
+158,123
New +$11.4M
3 4
5
6 7

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.