We are live on ! Find out more
SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
151
CVS Health
CVS
$133B
$9.2M 0.15%
162,162
+17,801
+12% +$1.06M
TXN icon
152
Texas Instruments
TXN
$252B
$8.92M 0.15%
221,373
-5,258
-2% -$204K
APC
153
DELISTED
Anadarko Petroleum
APC
$8.92M 0.15%
95,883
+54,979
+134% +$5M
TJX icon
154
TJX Companies
TJX
$174B
$8.9M 0.15%
315,492
-83,060
-21% -$2.21M
IAU icon
155
iShares Gold Trust
IAU
$62.9B
$8.86M 0.15%
343,798
-18,244
-5% -$471K
SLB icon
156
SLB Ltd
SLB
$73.6B
$8.85M 0.15%
100,154
+2,780
+3% +$228K
DIS icon
157
Walt Disney
DIS
$167B
$8.76M 0.14%
135,807
+14,510
+12% +$930K
KCG
158
DELISTED
KCG Holdings, Inc.
KCG
$8.69M 0.14%
+1,002,547
New +$9.08M
ITGR icon
159
Integer Holdings
ITGR
$4.12B
$8.68M 0.14%
279,713
-70,949
-20% -$2.3M
BCR
160
DELISTED
CR Bard Inc.
BCR
$8.65M 0.14%
75,077
+5,276
+8% +$605K
GPC icon
161
Genuine Parts
GPC
$17.1B
$8.62M 0.14%
106,511
+7,717
+8% +$626K
NLY icon
162
Annaly Capital Management
NLY
$17.1B
$8.57M 0.14%
184,980
+52,259
+39% +$2.46M
HAL icon
163
Halliburton
HAL
$26.9B
$8.44M 0.14%
175,368
+18,635
+12% +$873K
HSIC icon
164
Henry Schein
HSIC
$9.77B
$8.28M 0.14%
203,414
+4,346
+2% +$176K
POT
165
DELISTED
Potash Corp Of Saskatchewan
POT
$8.25M 0.14%
263,777
+198,633
+305% +$6.58M
DEO icon
166
Diageo
DEO
$49B
$8.1M 0.13%
63,726
+6,033
+10% +$755K
SLV icon
167
iShares Silver Trust
SLV
$28B
$8.07M 0.13%
386,238
-5,944
-2% -$123K
MDT icon
168
Medtronic
MDT
$109B
$8.02M 0.13%
150,683
+6,999
+5% +$377K
SDY icon
169
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$8.01M 0.13%
116,255
+21,476
+23% +$1.48M
DFS
170
DELISTED
Discover Financial Services
DFS
$7.96M 0.13%
157,498
+92,887
+144% +$4.65M
MMM icon
171
3M
MMM
$90.9B
$7.95M 0.13%
79,593
-28,882
-27% -$2.81M
NVS icon
172
Novartis
NVS
$297B
$7.91M 0.13%
115,092
-35,651
-24% -$2.36M
XLG icon
173
Invesco S&P 500 Top 50 ETF
XLG
$10.6B
$7.7M 0.13%
657,360
-4,110
-0.6% -$48.5K
GDX icon
174
VanEck Gold Miners ETF
GDX
$22.7B
$7.41M 0.12%
296,127
+10,071
+4% +$268K
VAR
175
DELISTED
Varian Medical Systems, Inc.
VAR
$7.32M 0.12%
111,777
+3,432
+3% +$217K
5 6
7
8 9

Similar funds

SAM
Scotia Asset Management Toronto, Ontario, Canada $2B AUM
WPSC
W.P. Stewart & Co New York $1.89B AUM
FAMT
Fenimore Asset Management Trust Cobleskill, New York $1.65B AUM
FC
Fiera Capital New York $1.53B AUM
QCM
Quaker Capital Management Canonsburg, Pennsylvania $945M AUM
MCM
Montibus Capital Management Portland, Oregon $926M AUM
KCA
KKR Credit Advisors San Francisco, California $796M AUM
GOFM
GGC Opportunity Fund Management San Francisco, California $526M AUM

Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.