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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
201
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$6.26M 0.1%
116,362
+58,898
+102% +$2.96M
DJP icon
202
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$6.16M 0.1%
165,419
+25,774
+18% +$971K
NPSP
203
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$6.06M 0.1%
190,411
-196,978
-51% -$4.52M
OVV icon
204
Ovintiv
OVV
$17.3B
$6.06M 0.1%
69,890
-3,310
-5% -$288K
MUB icon
205
iShares National Muni Bond ETF
MUB
$45.1B
$5.93M 0.1%
56,794
+20,059
+55% +$2.07M
NFJ
206
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$5.93M 0.1%
352,253
+5,891
+2% +$101K
TLM
207
DELISTED
TALISMAN ENERGY INC
TLM
$5.9M 0.1%
513,241
+158,034
+44% +$1.77M
VIA
208
DELISTED
Viacom Inc. Class A
VIA
$5.82M 0.1%
69,485
-373
-0.5% -$29K
BP icon
209
BP
BP
$116B
$5.7M 0.09%
165,837
+11,133
+7% +$382K
USB icon
210
US Bancorp
USB
$98.2B
$5.67M 0.09%
155,103
-56,096
-27% -$2.08M
GG
211
DELISTED
Goldcorp Inc
GG
$5.67M 0.09%
217,904
+55,770
+34% +$1.54M
SDRL
212
DELISTED
Seadrill Limited Common Stock
SDRL
$5.67M 0.09%
469
+41
+10% +$485K
DE icon
213
Deere & Co
DE
$160B
$5.6M 0.09%
68,863
+3,479
+5% +$290K
ACI
214
DELISTED
ARCH COAL, INC.
ACI
$5.58M 0.09%
135,830
-1,797
-1% -$78K
SBAC icon
215
SBA Communications
SBAC
$19.2B
$5.53M 0.09%
68,735
+1,159
+2% +$87.9K
STWD icon
216
Starwood Property Trust
STWD
$5.92B
$5.52M 0.09%
285,387
+15,820
+6% +$318K
FBT icon
217
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$5.5M 0.09%
84,867
+65,552
+339% +$4.15M
UGI icon
218
UGI
UGI
$7.74B
$5.47M 0.09%
209,765
-3,475
-2% -$93.2K
INGR icon
219
Ingredion
INGR
$6.27B
$5.43M 0.09%
82,025
+24,692
+43% +$1.61M
MOS icon
220
The Mosaic Company
MOS
$7.03B
$5.33M 0.09%
123,919
-33,235
-21% -$1.55M
CELG
221
DELISTED
Celgene Corp
CELG
$5.29M 0.09%
68,622
-4,464
-6% -$313K
QQEW icon
222
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$5.27M 0.09%
156,277
+121,297
+347% +$3.91M
AVD icon
223
American Vanguard Corp
AVD
$68.4M
$5.26M 0.09%
+195,230
New +$4.94M
MINT icon
224
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$5.24M 0.09%
51,642
+23,358
+83% +$2.37M
OAK
225
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$5.23M 0.09%
99,979
+7,825
+8% +$416K
7 8
9
10 11

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.