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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
251
Johnson Controls International
JCI
$88.8B
$4.66M 0.08%
107,252
+7,066
+7% +$299K
HD icon
252
Home Depot
HD
$331B
$4.64M 0.08%
61,177
+2,655
+5% +$205K
APD icon
253
Air Products & Chemicals
APD
$65.7B
$4.64M 0.08%
47,018
-11,065
-19% -$1.05M
CAT icon
254
Caterpillar
CAT
$375B
$4.6M 0.08%
55,180
-10,163
-16% -$860K
FXH icon
255
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$4.58M 0.08%
105,755
-26,730
-20% -$1.13M
WELL icon
256
Welltower
WELL
$169B
$4.57M 0.08%
73,307
-4,952
-6% -$315K
QCOR
257
DELISTED
QUESTCOR PHARMA INC
QCOR
$4.57M 0.08%
78,742
-69,938
-47% -$4.16M
BX icon
258
Blackstone
BX
$102B
$4.57M 0.08%
186,931
+8,247
+5% +$184K
PCP
259
DELISTED
PRECISION CASTPARTS CORP
PCP
$4.56M 0.08%
20,057
+1,994
+11% +$450K
SBUX icon
260
Starbucks
SBUX
$120B
$4.53M 0.07%
117,606
-25,318
-18% -$910K
ATVI
261
DELISTED
Activision Blizzard
ATVI
$4.53M 0.07%
+271,328
New +$4.49M
EXPD icon
262
Expeditors International
EXPD
$22B
$4.48M 0.07%
101,699
+14,969
+17% +$621K
PAA icon
263
Plains All American Pipeline
PAA
$17.3B
$4.42M 0.07%
83,978
+4,491
+6% +$240K
CRWN
264
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$4.4M 0.07%
1,427,599
-12,700
-0.9% -$36.6K
NRG icon
265
NRG Energy
NRG
$28.3B
$4.39M 0.07%
160,633
+4,709
+3% +$127K
AWK icon
266
American Water Works
AWK
$26.7B
$4.34M 0.07%
105,122
+4,451
+4% +$184K
RSG icon
267
Republic Services
RSG
$64.8B
$4.34M 0.07%
129,976
-9,323
-7% -$317K
DS
268
DELISTED
Drive Shack Inc.
DS
$4.33M 0.07%
851,820
+22,364
+3% +$113K
MWE
269
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$4.32M 0.07%
59,847
+2,335
+4% +$160K
URI icon
270
United Rentals
URI
$67.2B
$4.3M 0.07%
73,764
+2,922
+4% +$162K
FNSR
271
DELISTED
Finisar Corp
FNSR
$4.3M 0.07%
189,999
-77,618
-29% -$1.6M
VCLT icon
272
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$4.29M 0.07%
+52,280
New +$4.3M
SYY icon
273
Sysco
SYY
$40.8B
$4.26M 0.07%
133,761
-5,232
-4% -$176K
OKE icon
274
Oneok
OKE
$57.2B
$4.25M 0.07%
91,134
-16,651
-15% -$723K
SYK icon
275
Stryker
SYK
$125B
$4.2M 0.07%
62,079
-369
-0.6% -$25.5K
9 10
11
12 13

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WPSC
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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.