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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFT
301
DELISTED
DuPont Fabros Technology Inc.
DFT
$3.71M 0.06%
+144,071
New +$3.42M
VB icon
302
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$3.69M 0.06%
35,965
+32,458
+926% +$3.24M
GPK icon
303
Graphic Packaging
GPK
$3.17B
$3.68M 0.06%
430,427
+13,746
+3% +$118K
BDX icon
304
Becton Dickinson
BDX
$45.6B
$3.67M 0.06%
37,618
+831
+2% +$81.3K
CRUS icon
305
Cirrus Logic
CRUS
$6.53B
$3.67M 0.06%
161,909
+922
+0.6% +$19K
CLX icon
306
Clorox
CLX
$11.6B
$3.66M 0.06%
44,808
+16,545
+59% +$1.4M
NEM icon
307
Newmont
NEM
$98.7B
$3.64M 0.06%
129,704
+11,746
+10% +$348K
UPS icon
308
United Parcel Service
UPS
$88.6B
$3.62M 0.06%
39,664
+2,769
+8% +$243K
SCS
309
DELISTED
Steelcase
SCS
$3.59M 0.06%
215,815
+8,574
+4% +$131K
BRO icon
310
Brown & Brown
BRO
$23.6B
$3.58M 0.06%
223,166
+197,462
+768% +$3.23M
INBK icon
311
First Internet Bancorp
INBK
$257M
$3.57M 0.06%
133,718
-22,140
-14% -$591K
FXL icon
312
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$3.57M 0.06%
131,155
+20,085
+18% +$526K
UBT icon
313
ProShares Ultra 20+ Year Treasury
UBT
$56.4M
$3.55M 0.06%
130,322
+37,598
+41% +$1.01M
KSS icon
314
Kohl's
KSS
$2.17B
$3.55M 0.06%
68,513
-521
-0.8% -$27.2K
FXZ icon
315
First Trust Materials AlphaDEX Fund
FXZ
$368M
$3.53M 0.06%
121,508
-4,805
-4% -$136K
INVN
316
DELISTED
Invensense Inc
INVN
$3.52M 0.06%
+199,721
New +$3.37M
META icon
317
Meta Platforms (Facebook)
META
$1.42T
$3.49M 0.06%
69,423
+4,803
+7% +$179K
FLG
318
Flagstar Bank National Association
FLG
$5.93B
$3.48M 0.06%
76,856
-23,826
-24% -$1.07M
CXW icon
319
CoreCivic
CXW
$2.96B
$3.43M 0.06%
99,327
+12,489
+14% +$419K
SPG icon
320
Simon Property Group
SPG
$74.4B
$3.43M 0.06%
24,601
+3,790
+18% +$550K
SUB icon
321
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3.4M 0.06%
32,023
+470
+1% +$49.7K
FXR icon
322
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$3.39M 0.06%
135,375
-11,481
-8% -$277K
PF
323
DELISTED
Pinnacle Foods, Inc.
PF
$3.37M 0.06%
127,133
-7,669
-6% -$201K
KMR
324
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$3.36M 0.06%
48,827
+787
+2% +$57.7K
DWAS icon
325
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$429M
$3.32M 0.05%
89,775
+13,449
+18% +$477K
11 12
13
14 15

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FAMT
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FC
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QCM
Quaker Capital Management Canonsburg, Pennsylvania $945M AUM
MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.