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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
326
VanEck High Yield Muni ETF
HYD
$4.43B
$3.3M 0.05%
56,422
+9,019
+19% +$527K
CLMT icon
327
Calumet Specialty Products
CLMT
$3.85B
$3.29M 0.05%
120,491
+53,690
+80% +$1.69M
XLE icon
328
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$3.27M 0.05%
78,864
+2,482
+3% +$102K
RWR icon
329
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$3.26M 0.05%
44,750
-1,984
-4% -$149K
CMS icon
330
CMS Energy
CMS
$22.6B
$3.26M 0.05%
123,860
+3,005
+2% +$81.6K
IEF icon
331
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.24M 0.05%
31,776
-182,363
-85% -$18.4M
UWM icon
332
ProShares Ultra Russell2000
UWM
$245M
$3.23M 0.05%
+177,488
New +$3.04M
ORLY icon
333
O'Reilly Automotive
ORLY
$72.9B
$3.23M 0.05%
380,190
+119,100
+46% +$974K
CAH icon
334
Cardinal Health
CAH
$53.9B
$3.23M 0.05%
61,963
-21,076
-25% -$1.07M
XL
335
DELISTED
XL Group Ltd.
XL
$3.23M 0.05%
104,642
-5,580
-5% -$173K
KBAL
336
DELISTED
Kimball International
KBAL
$3.21M 0.05%
371,136
-4,119
-1% -$34.9K
SYNA icon
337
Synaptics
SYNA
$4.19B
$3.2M 0.05%
72,376
+8,280
+13% +$339K
NUV icon
338
Nuveen Municipal Value Fund
NUV
$1.92B
$3.2M 0.05%
350,471
+64,068
+22% +$584K
BOND icon
339
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$3.19M 0.05%
30,153
-11,382
-27% -$1.2M
SIL icon
340
Global X Silver Miners ETF NEW
SIL
$3.98B
$3.16M 0.05%
79,851
+7,351
+10% +$305K
AZN icon
341
AstraZeneca
AZN
$263B
$3.15M 0.05%
60,710
+3,308
+6% +$166K
PCAR icon
342
PACCAR
PCAR
$69.8B
$3.15M 0.05%
84,939
-41,355
-33% -$1.54M
RWK icon
343
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$3.14M 0.05%
75,909
+5,064
+7% +$205K
NTAP icon
344
NetApp
NTAP
$35B
$3.14M 0.05%
73,735
+2,115
+3% +$88K
PICB icon
345
Invesco International Corporate Bond ETF
PICB
$355M
$3.13M 0.05%
107,061
+69,153
+182% +$1.96M
TMH
346
DELISTED
Team Health Holdings Inc
TMH
$3.12M 0.05%
+82,149
New +$3.22M
APA icon
347
APA Corp
APA
$13.2B
$3.11M 0.05%
36,573
-22,184
-38% -$1.84M
MRVL icon
348
Marvell Technology
MRVL
$168B
$3.11M 0.05%
270,549
+7,330
+3% +$90.5K
AXP icon
349
American Express
AXP
$227B
$3.11M 0.05%
41,197
+913
+2% +$68.7K
FXN icon
350
First Trust Energy AlphaDEX Fund
FXN
$388M
$3.11M 0.05%
135,533
+17,191
+15% +$388K
12 13
14
15 16

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.