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Stifel Nicolaus & Co’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Stifel Nicolaus & Co’s Portfolio FXN Stock Details FXN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$3.11M Buy
135,533
+17,191
+15% +$388K 0.05% 351
2013
Q2 		$2.55M Buy
+118,342
New +$2.6M 0.05% 367

Other funds holding FXN

NA
Navellier & Associates Reno, Nevada $960M AUM 79.37% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
FSIM
F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PI
Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

Stifel Nicolaus & Co's FXN Position: Q3 2013 in Review

Stifel Nicolaus & Co increased its First Trust Energy AlphaDEX Fund (FXN) stake by 15% in Q3 2013, buying an estimated $388K and bringing the position to 135,533 shares worth $3.11M. The position accounts for 0.05% of the portfolio, ranked #351.

Stifel Nicolaus & Co first reported a position in FXN in Q2 2013 and has held it in 2 quarters since. 34 funds tracked by Wall St. Rank hold FXN as of Q3 2013.

  • Stifel Nicolaus & Co held 135,533 shares of First Trust Energy AlphaDEX Fund worth $3.11M as of Q3 2013.
  • Stifel Nicolaus & Co bought 17,191 First Trust Energy AlphaDEX Fund shares in Q3 2013, an estimated $388K.
  • First Trust Energy AlphaDEX Fund made up 0.05% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #351 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Energy AlphaDEX Fund in Q2 2013 and has held it in 2 quarters since.
  • 34 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.