UBS’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

UBS’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$12.7M	Sell	492,749 -197,435	-29%	-$5.55M	0.01%	1260
2014 Q2	$20.2M	Buy	690,184 +389,151	+129%	+$10.7M	0.02%	881
2014 Q1	$7.89M	Buy	301,033 +73,757	+32%	+$1.83M	0.01%	1446
2013 Q4	$5.74M	Buy	227,276 +15,711	+7%	+$385K	0.01%	1736
2013 Q3	$4.85M	Sell	211,565 -58,424	-22%	-$1.32M	0.01%	1737
2013 Q2	$5.83M	Buy	+269,989	New	+$5.93M	0.01%	1483

Other funds holding FXN

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

UBS's FXN Position: Q3 2014 in Review

UBS reduced its First Trust Energy AlphaDEX Fund (FXN) stake by 29% in Q3 2014, selling an estimated $5.55M and leaving 492,749 shares worth $12.7M. The position accounts for 0.01% of the portfolio, ranked #1260.

UBS first reported a position in FXN in Q2 2013 and has held it in 6 quarters since. The position peaked at $20.2M in Q2 2014. 63 funds tracked by Wall St. Rank hold FXN as of Q3 2014.

UBS held 492,749 shares of First Trust Energy AlphaDEX Fund worth $12.7M as of Q3 2014.
UBS sold 197,435 First Trust Energy AlphaDEX Fund shares in Q3 2014, an estimated $5.55M.
First Trust Energy AlphaDEX Fund made up 0.01% of UBS's portfolio in Q3 2014, its #1260 holding.
UBS first reported a position in First Trust Energy AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Energy AlphaDEX Fund position peaked at $20.2M in Q2 2014.
63 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.