Astor Investment Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Astor Investment Management’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-128,779	Closed	-$1.99M	–	44
2017 Q4	$1.99M	Sell	128,779 -14,610	-10%	-$212K	0.36%	32
2017 Q3	$2.06M	Sell	143,389 -276,954	-66%	-$3.68M	0.38%	28
2017 Q2	$5.59M	Buy	420,343 +158,291	+60%	+$2.22M	1.06%	24
2017 Q1	$3.95M	Buy	262,052 +130,389	+99%	+$2.06M	0.74%	28
2016 Q4	$2.17M	Buy	+131,663	New	+$2.07M	0.42%	30
2016 Q3	–	Sell	-246,384	Closed	-$3.67M	–	36
2016 Q2	$3.67M	Sell	246,384 -43,111	-15%	-$643K	0.66%	26
2016 Q1	$4.09M	Buy	+289,495	New	+$3.66M	0.7%	23
2015 Q1	–	Sell	-408,437	Closed	-$8.55M	–	36
2014 Q4	$8.55M	Sell	408,437 -6,878	-2%	-$156K	1.41%	24
2014 Q3	$10.7M	Buy	415,315 +122,829	+42%	+$3.45M	2.06%	20
2014 Q2	$8.57M	Buy	292,486 +252,664	+634%	+$6.95M	1.73%	19
2014 Q1	$1.04M	Buy	+39,822	New	+$989K	0.33%	24

Other funds holding FXN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Astor Investment Management's FXN Position: Q1 2018 in Review

Astor Investment Management sold out of First Trust Energy AlphaDEX Fund (FXN) in Q1 2018, closing a stake of 128,779 shares — an estimated $1.99M sold.

Astor Investment Management first reported a position in FXN in Q1 2014 and held it in 11 quarters. The position peaked at $10.7M in Q3 2014. 78 funds tracked by Wall St. Rank hold FXN as of Q1 2018.

Astor Investment Management reported no remaining First Trust Energy AlphaDEX Fund position as of Q1 2018 after selling out during the quarter.
Astor Investment Management sold 128,779 First Trust Energy AlphaDEX Fund shares in Q1 2018, an estimated $1.99M.
Astor Investment Management first reported a position in First Trust Energy AlphaDEX Fund in Q1 2014 and held it in 11 quarters.
Astor Investment Management's First Trust Energy AlphaDEX Fund position peaked at $10.7M in Q3 2014.
78 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q1 2018.

Based on Astor Investment Management's 13F filing for Q1 2018, filed 23 Apr 2018.