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First Trust Energy AlphaDEX Fund

95 hedge funds and large institutions have $1.26B invested in First Trust Energy AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

4% more funds holding

Funds holding: 9195 (+4)

1% more capital invested

Capital invested by funds: $1.26B → $1.26B (+$6.49M)

0.09% more ownership

Funds ownership: 82.7%82.79% (+0.09%)

22% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 41

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
32
Reduced
41
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$656M -$24.8M -1,673,348 -4%
Morgan Stanley
2
Morgan Stanley
New York
$166M -$14.1M -949,970 -8%
Wells Fargo
3
Wells Fargo
California
$117M +$2.61M +176,289 +2%
UBS Group
4
UBS Group
Switzerland
$42.3M +$2.36M +159,198 +6%
Bank of America
5
Bank of America
North Carolina
$40.8M -$11.3M -760,550 -22%
RJA
6
Raymond James & Associates
Florida
$31.4M -$534K -36,056 -2%
MFS
7
MSI Financial Services
Massachusetts
$24.4M -$445K -30,056 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$22.6M -$7M -472,394 -24%
NC
9
NewSquare Capital
Pennsylvania
$17.9M +$12M +807,412 +227%
LPL Financial
10
LPL Financial
California
$14.5M +$2.56M +172,729 +22%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.27M -$5.1M -344,175 -36%
TFA
12
Transamerica Financial Advisors
Florida
$7.95M +$1.64M +110,932 +27%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$7.76M -$89K -6,009 -1%
Stifel Financial
14
Stifel Financial
Missouri
$7.7M -$544K -36,715 -7%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$7.68M +$5.29M +356,823 +253%
Ameriprise
16
Ameriprise
Minnesota
$6.17M +$549K +37,050 +10%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$5.62M +$5.39M +364,184 New
SAM
18
SignalPoint Asset Management
Missouri
$4.82M +$1.78M +120,108 +62%
Wolverine Trading
19
Wolverine Trading
Illinois
$4.75M +$4.1M +276,483 +780%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$4.61M +$466K +31,479 +12%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$3.98M -$1.01M -68,150 -21%
NA
22
NewEdge Advisors
Louisiana
$3.64M +$2.46M +166,068 +237%
AG
23
Advisor Group
Arizona
$3.33M +$69.2K +4,673 +2%
HFS
24
HL Financial Services
Kentucky
$3.26M -$40.4K -2,727 -1%
CL
25
Choreo LLC
Illinois
$3.22M +$294K +19,870 +11%

FXN Hedge Fund Activity: Q3 2016 in Review

95 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2016, worth a combined $1.26B — up 0.52% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXN positions and 6 closed out — a net gain of 6 holders — while 32 added to existing stakes and 41 trimmed.

The largest buyer was NewSquare Capital, adding an estimated $12M. The largest seller was First Trust Advisors, cutting an estimated $24.8M.

  • 95 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2016, up from 91 in Q2 2016.
  • Funds reported $1.26B of First Trust Energy AlphaDEX Fund stock for Q3 2016, up 0.52% quarter-over-quarter.
  • 12 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2016 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2016 was NewSquare Capital, an estimated $12M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2016 was First Trust Advisors, an estimated $24.8M sold.

Based on aggregated 13F filings for Q3 2016.