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First Trust Energy AlphaDEX Fund

73 hedge funds and large institutions have $96.2M invested in First Trust Energy AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.45% less ownership

Funds ownership: 55.47%51.02% (-4.5%)

13% less funds holding

Funds holding: 8473 (-11)

16% less capital invested

Capital invested by funds: $114M → $96.2M (-$18.3M)

38% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 21

57% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 35

Holders
73
Holders Change
-11
Holders Change %
-13.1%
% of All Funds
1.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
15
Reduced
35
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.9M -$1.45M -112,831 -7%
Morgan Stanley
2
Morgan Stanley
New York
$16.8M -$5.66M -440,477 -25%
Bank of America
3
Bank of America
North Carolina
$8.97M -$5.13M -399,008 -37%
Wells Fargo
4
Wells Fargo
California
$6.75M -$2.78M -216,135 -29%
LPL Financial
5
LPL Financial
California
$5.16M -$1.9M -147,935 -27%
BCI
6
Brinker Capital Investments
Pennsylvania
$5.06M
Ameriprise
7
Ameriprise
Minnesota
$4.8M +$4.03M +313,726 +545%
RJA
8
Raymond James & Associates
Florida
$4.09M -$1.43M -111,624 -26%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.74M -$77.6K -6,038 -3%
WAS
10
Winch Advisory Services
Wisconsin
$2.67M +$2.66M +206,551 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.96M -$1.97M -153,521 -50%
TRCT
12
Tower Research Capital (TRC)
New York
$1.47M -$258K -20,058 -15%
LFAS
13
Level Four Advisory Services
Texas
$1.21M +$57.9K +4,508 +5%
AA
14
Advisory Alpha
Michigan
$1.19M +$133K +10,334 +12%
WI
15
Wintrust Investments
Illinois
$999K -$34.4K -2,677 -3%
HCIA
16
Hochman Cole Investment Advisors
Illinois
$857K +$45.9K +3,572 +6%
AG
17
Advisor Group
Arizona
$787K -$176K -13,700 -18%
VF
18
Virtu Financial
New York
$710K -$1.83M -142,543 -72%
IWM
19
IHT Wealth Management
Illinois
$618K +$1.35K +105 +0.2%
QCIG
20
Quad-Cities Investment Group
Iowa
$591K -$12.5K -971 -2%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$564K +$130K +10,085 +30%
Jane Street
22
Jane Street
New York
$550K -$327K -25,467 -37%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$509K -$187K -14,542 -27%
SWP
24
Stratos Wealth Partners
Ohio
$451K -$23.6K -1,836 -5%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$441K -$58.4K -4,544 -12%

FXN Hedge Fund Activity: Q1 2019 in Review

73 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2019, worth a combined $96.2M — down 16% from $114M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of FXN and 13 opened new positions — a net loss of 8 holders — while 35 trimmed existing stakes and 15 added.

The largest buyer was Ameriprise, adding an estimated $4.03M. The largest seller was Morgan Stanley, cutting an estimated $5.66M.

  • 73 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2019, down from 84 in Q4 2018.
  • Funds reported $96.2M of First Trust Energy AlphaDEX Fund stock for Q1 2019, down 16% quarter-over-quarter.
  • 13 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2019 and 21 closed out, a net change of -8 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2019 was Ameriprise, an estimated $4.03M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2019 was Morgan Stanley, an estimated $5.66M sold.

Based on aggregated 13F filings for Q1 2019.