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First Trust Energy AlphaDEX Fund

102 hedge funds and large institutions have $260M invested in First Trust Energy AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 48 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

92% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 25

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

26% more capital invested

Capital invested by funds: $207M → $260M (+$52.9M)

4% more funds holding

Funds holding: 98102 (+4)

2.35% more ownership

Funds ownership: 69.02%71.37% (+2.3%)

Holders
102
Holders Change
+4
Holders Change %
+4.08%
% of All Funds
1.78%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
17
Increased
48
Reduced
25
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.8M +$9.35M +878,481 +39%
Wells Fargo
2
Wells Fargo
California
$25.6M +$3.27M +307,657 +16%
UBS Group
3
UBS Group
Switzerland
$21.1M -$674K -63,293 -3%
RJA
4
Raymond James & Associates
Florida
$15.2M +$220K +20,700 +2%
LPL Financial
5
LPL Financial
California
$14.4M +$2.12M +199,488 +19%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$13.1M +$936K +87,971 +8%
Bank of America
7
Bank of America
North Carolina
$11.4M +$1.47M +138,237 +16%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$11.1M -$545K -51,246 -5%
RWA
9
Redhawk Wealth Advisors
Minnesota
$9.63M +$8.98M +843,742 New
NA
10
Navellier & Associates
Nevada
$8.09M +$46.3K +4,348 +0.6%
CA
11
Crumly & Associates
Illinois
$7.66M +$1.24M +116,344 +21%
FEM
12
Fulcrum Equity Management
Texas
$6.16M -$569K -53,417 -9%
VCM
13
Virtue Capital Management
Tennessee
$5.81M +$1.72M +161,240 +46%
FMP
14
Financial Management Professionals
Texas
$5.8M +$5.41M +508,043 New
SMF
15
Sterling Manor Financial
New York
$5.63M +$1.18M +110,515 +29%
SL
16
Savior LLC
Massachusetts
$4.7M +$2.75M +257,923 +168%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$4.63M +$118K +11,069 +3%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$4.47M -$1.43M -134,703 -26%
CAG
19
Csenge Advisory Group
Florida
$3.92M -$69.5K -6,527 -2%
SI
20
Stephens Inc
Arkansas
$3.72M -$96.4K -9,053 -3%
FEG
21
Financial Enhancement Group
Indiana
$3.69M +$3.13M +293,749 +993%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.49M +$1.32M +124,355 +69%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$3.05M -$489K -45,923 -15%
SWP
24
Stratos Wealth Partners
Ohio
$2.98M +$226K +21,247 +9%
Osaic Holdings
25
Osaic Holdings
Arizona
$2.01M +$458K +43,003 +32%

FXN Hedge Fund Activity: Q2 2021 in Review

102 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2021, worth a combined $260M — up 26% from $207M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXN positions and 12 closed out — a net gain of 5 holders — while 48 added to existing stakes and 25 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.35M. The largest seller was IFP Advisors, cutting an estimated $6.53M.

  • 102 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2021, up from 98 in Q1 2021.
  • Funds reported $260M of First Trust Energy AlphaDEX Fund stock for Q2 2021, up 26% quarter-over-quarter.
  • 17 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2021 and 12 closed out, a net change of +5 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $9.35M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2021 was IFP Advisors, an estimated $6.53M sold.

Based on aggregated 13F filings for Q2 2021.