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First Trust Energy AlphaDEX Fund

78 hedge funds and large institutions have $140M invested in First Trust Energy AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 51 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.11% less ownership

Funds ownership: 55.98%52.87% (-3.1%)

23% less funds holding

Funds holding: 10178 (-23)

54% less capital invested

Capital invested by funds: $306M → $140M (-$166M)

69% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 51

82% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 28

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
78
Holders Change
-23
Holders Change %
-22.77%
% of All Funds
1.94%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
16
Reduced
51
Closed
28
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$25M -$3.71M -264,687 -12%
Morgan Stanley
2
Morgan Stanley
New York
$24.6M -$32.3M -2,301,989 -55%
Wells Fargo
3
Wells Fargo
California
$20.7M -$20.7M -1,479,088 -49%
UBS Group
4
UBS Group
Switzerland
$10.8M -$11.5M -820,100 -50%
RJA
5
Raymond James & Associates
Florida
$6.67M -$8.25M -588,669 -54%
AIM
6
Astor Investment Management
Illinois
$5.59M +$2.22M +158,291 +60%
Ameriprise
7
Ameriprise
Minnesota
$5.53M -$534K -38,130 -8%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$4.61M +$1.63M +116,048 +50%
LPL Financial
9
LPL Financial
California
$4.49M -$2.44M -173,860 -34%
SB
10
Suntrust Banks
Georgia
$2.79M -$154K -11,019 -6%
SAM
11
SignalPoint Asset Management
Missouri
$2.12M +$11.9K +852 +0.5%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.05M -$185K -13,211 -8%
TRCT
13
Tower Research Capital (TRC)
New York
$1.9M -$4.23M -301,556 -68%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.66M -$4.79M -341,697 -73%
GFPC
15
Global Financial Private Capital
Florida
$1.53M +$528K +37,694 +49%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.37M -$187K -13,352 -11%
AG
17
Advisor Group
Arizona
$1.25M -$1.23M -87,525 -48%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.24M -$3.38M -240,966 -72%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.17M -$2.61M -186,469 -68%
Citadel Advisors
20
Citadel Advisors
Florida
$972K -$1.87M -133,477 -65%
LFAS
21
Level Four Advisory Services
Texas
$949K
WI
22
Wintrust Investments
Illinois
$848K +$92K +6,562 +11%
MML Investors Services
23
MML Investors Services
Massachusetts
$835K +$879K +62,702 New
VF
24
Virtu Financial
New York
$811K -$778K -55,529 -48%
HCIA
25
Hochman Cole Investment Advisors
Illinois
$760K +$94.5K +6,743 +13%