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First Trust Energy AlphaDEX Fund

38 hedge funds and large institutions have $299M invested in First Trust Energy AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
18
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$140M 5,546,457 +4,336,217 +358%
BTS
2
BB&T Securities
Virginia
$38.5M 152,299 +22,936 +18%
PPA
3
Parametric Portfolio Associates
Washington
$23.3M 921,633 +99,415 +12%
Morgan Stanley
4
Morgan Stanley
New York
$16.3M 644,723 +59,819 +10%
Wells Fargo
5
Wells Fargo
California
$13.8M 547,547 +71,284 +15%
BFA
6
Beaumont Financial Advisors
Massachusetts
$13.4M 528,984 +120,027 +29%
Bank of America
7
Bank of America
North Carolina
$9.75M 386,163 +53,479 +16%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.33M 369,321 +51,240 +16%
PI
9
Placemark Investments
Illinois
$6.38M 252,555 +40,208 +19%
U
10
UBS
Switzerland
$5.74M 227,276 +15,711 +7%
RJA
11
Raymond James & Associates
Florida
$4.43M 175,327 +134,037 +325%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$4.13M 163,290 +134,434 +466%
FA
13
FDx Advisors
Illinois
$3.44M 142,759 +20,334 +17%
SAM
14
SignalPoint Asset Management
Missouri
$3.04M 120,465 +34,077 +39%
LPL Financial
15
LPL Financial
California
$2.01M 79,741 -71 -0.1%
FHC
16
First Heartland Consultants
Missouri
$1.47M 58,294 +58,294 New
CS
17
Credit Suisse
Switzerland
$836K 33,107 +5,779 +21%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$531K 21,026 +1,647 +8%
TH
19
Timber Hill
Connecticut
$420K 16,622 -12,406 -43%
Goldman Sachs
20
Goldman Sachs
New York
$391K 15,498 +15,498 New
PFS
21
Prospera Financial Services
Texas
$347K 13,725 -30,802 -69%
First Trust Advisors
22
First Trust Advisors
Illinois
$304K 12,052 -10,706 -47%
SAM
23
Shamrock Asset Management
Texas
$302K 11,958 +11,958 New
NA
24
Navellier & Associates
Nevada
$243K 9,619 -2,591,949 -100%
AIG
25
American International Group
New York
$187K 7,399