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First Trust Energy AlphaDEX Fund

38 hedge funds and large institutions have $299M invested in First Trust Energy AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 5

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

41% more capital invested

Capital invested by funds: $212M → $299M (+$87.4M)

12% more funds holding

Funds holding: 3438 (+4)

2.33% more ownership

Funds ownership: 74.98%77.31% (+2.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
18
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$140M +$106M +4,336,217 +358%
BTS
2
BB&T Securities
Virginia
$38.5M +$562K +22,936 +18%
PPA
3
Parametric Portfolio Associates
Washington
$23.3M +$2.44M +99,415 +12%
Morgan Stanley
4
Morgan Stanley
New York
$16.3M +$1.47M +59,819 +10%
Wells Fargo
5
Wells Fargo
California
$13.8M +$1.75M +71,284 +15%
BFA
6
Beaumont Financial Advisors
Massachusetts
$13.4M +$2.94M +120,027 +29%
Bank of America
7
Bank of America
North Carolina
$9.75M +$1.31M +53,479 +16%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.33M +$1.26M +51,240 +16%
PI
9
Placemark Investments
Illinois
$6.38M +$985K +40,208 +19%
U
10
UBS
Switzerland
$5.74M +$385K +15,711 +7%
RJA
11
Raymond James & Associates
Florida
$4.43M +$3.28M +134,037 +325%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$4.13M +$3.29M +134,434 +466%
FA
13
FDx Advisors
Illinois
$3.44M +$498K +20,334 +17%
SAM
14
SignalPoint Asset Management
Missouri
$3.04M +$835K +34,077 +39%
LPL Financial
15
LPL Financial
California
$2.01M -$1.74K -71 -0.1%
FHC
16
First Heartland Consultants
Missouri
$1.47M +$1.43M +58,294 New
CS
17
Credit Suisse
Switzerland
$836K +$142K +5,779 +21%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$531K +$40.4K +1,647 +8%
TH
19
Timber Hill
Connecticut
$420K -$304K -12,406 -43%
Goldman Sachs
20
Goldman Sachs
New York
$391K +$380K +15,498 New
PFS
21
Prospera Financial Services
Texas
$347K -$755K -30,802 -69%
First Trust Advisors
22
First Trust Advisors
Illinois
$304K -$262K -10,706 -47%
SAM
23
Shamrock Asset Management
Texas
$302K +$293K +11,958 New
NA
24
Navellier & Associates
Nevada
$243K -$63.5M -2,591,949 -100%
AIG
25
American International Group
New York
$187K