Virtu Financial’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-92,339	Closed	-$906K	–	1581
2019 Q3	$906K	Sell	92,339 -41,721	-31%	-$426K	0.07%	303
2019 Q2	$1.54M	Buy	134,060 +79,115	+144%	+$955K	0.11%	183
2019 Q1	$710K	Sell	54,945 -142,543	-72%	-$1.83M	0.05%	419
2018 Q4	$2.27M	Buy	+197,488	New	+$2.89M	0.19%	122
2018 Q1	–	Sell	-113,993	Closed	-$1.76M	–	2178
2017 Q4	$1.76M	Buy	113,993 +13,730	+14%	+$199K	0.09%	222
2017 Q3	$1.44M	Buy	100,263 +39,326	+65%	+$522K	0.07%	287
2017 Q2	$811K	Sell	60,937 -55,529	-48%	-$778K	0.11%	166
2017 Q1	$1.75M	Buy	116,466 +77,334	+198%	+$1.22M	0.18%	91
2016 Q4	$646K	Sell	39,132 -72,756	-65%	-$1.14M	0.07%	206
2016 Q3	$1.73M	Buy	+111,888	New	+$1.66M	0.3%	80
2015 Q4	–	Sell	-84,828	Closed	-$1.22M	–	388
2015 Q3	$1.22M	Buy	+84,828	New	+$1.41M	0.16%	131
2014 Q4	–	Sell	-72,332	Closed	-$1.87M	–	327
2014 Q3	$1.87M	Buy	72,332 +22,720	+46%	+$639K	0.21%	81
2014 Q2	$1.45M	Buy	+49,612	New	+$1.36M	0.19%	108
2013 Q4	–	Sell	-31,660	Closed	-$726K	–	284
2013 Q3	$726K	Buy	+31,660	New	+$715K	0.07%	146