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First Trust Energy AlphaDEX Fund

71 hedge funds and large institutions have $62.4M invested in First Trust Energy AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 17

3% less funds holding

Funds holding: 7371 (-2)

5.88% less ownership

Funds ownership: 51.02%45.14% (-5.9%)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

35% less capital invested

Capital invested by funds: $96.2M → $62.4M (-$33.8M)

Holders
71
Holders Change
-2
Holders Change %
-2.74%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
17
Reduced
25
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.8M -$2.27M -188,338 -14%
UBS Group
2
UBS Group
Switzerland
$9.58M -$9.39M -778,409 -48%
Bank of America
3
Bank of America
North Carolina
$8.35M +$402K +33,293 +5%
Wells Fargo
4
Wells Fargo
California
$5.38M -$654K -54,215 -10%
LPL Financial
5
LPL Financial
California
$4.53M -$57.1K -4,736 -1%
RJA
6
Raymond James & Associates
Florida
$3.17M -$487K -40,352 -13%
VF
7
Virtu Financial
New York
$1.54M +$955K +79,115 +144%
Citadel Advisors
8
Citadel Advisors
Florida
$1.31M +$1.38M +114,139 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.26M -$503K -41,718 -27%
AA
10
Advisory Alpha
Michigan
$1.21M +$186K +15,388 +16%
LFAS
11
Level Four Advisory Services
Texas
$1.2M +$141K +11,680 +13%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.04M -$1.46M -121,074 -57%
Ameriprise
13
Ameriprise
Minnesota
$863K -$3.57M -296,143 -80%
TRCT
14
Tower Research Capital (TRC)
New York
$840K -$491K -40,655 -36%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$778K +$818K +67,764 New
HCIA
16
Hochman Cole Investment Advisors
Illinois
$761K
IWM
17
IHT Wealth Management
Illinois
$552K +$3.1K +257 +0.5%
PFS
18
Prospera Financial Services
Texas
$517K +$554K +45,877 New
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$487K +$128K +10,643 +34%
QCIG
20
Quad-Cities Investment Group
Iowa
$441K -$87.2K -7,231 -16%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$424K +$168K +13,928 +60%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$398K -$57.3K -4,753 -12%
DADC
23
D.A. Davidson & Co
Montana
$394K +$139K +11,485 +50%
SWP
24
Stratos Wealth Partners
Ohio
$354K -$48.8K -4,046 -12%
CBFP
25
Cedar Brook Financial Partners
Ohio
$343K +$350 +29 +0.1%

FXN Hedge Fund Activity: Q2 2019 in Review

71 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2019, worth a combined $62.4M — down 35% from $96.2M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FXN and 16 opened new positions — a net loss of 1 holder — while 25 trimmed existing stakes and 17 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.38M. The largest seller was UBS Group, cutting an estimated $9.39M.

  • 71 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2019, down from 73 in Q1 2019.
  • Funds reported $62.4M of First Trust Energy AlphaDEX Fund stock for Q2 2019, down 35% quarter-over-quarter.
  • 16 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2019 and 17 closed out, a net change of -1 holder.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2019 was Citadel Advisors, an estimated $1.38M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2019 was UBS Group, an estimated $9.39M sold.

Based on aggregated 13F filings for Q2 2019.