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First Trust Energy AlphaDEX Fund

146 hedge funds and large institutions have $418M invested in First Trust Energy AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 44 increasing their positions, 68 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $427M → $418M (-$9.54M)

3% less funds holding

Funds holding: 151146 (-5)

10.02% less ownership

Funds ownership: 73.89%63.87% (-10%)

19% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 21

35% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 68

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
146
Holders Change
-5
Holders Change %
-3.31%
% of All Funds
2.1%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
17
Increased
44
Reduced
68
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63M -$67.4M -3,990,657 -54%
Wells Fargo
2
Wells Fargo
California
$49.5M -$3.56M -210,614 -7%
LPL Financial
3
LPL Financial
California
$43.5M +$1.35M +80,117 +4%
UBS Group
4
UBS Group
Switzerland
$32.6M -$2.61M -154,734 -8%
GAA
5
Global Assets Advisory
Florida
$23.6M +$7.14M +422,371 +1,786%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$15.4M +$6.11M +361,503 +78%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$14.7M +$4.62M +273,476 +53%
Bank of America
8
Bank of America
North Carolina
$14.4M -$1.32M -78,360 -9%
CA
9
Crumly & Associates
Illinois
$10.9M -$61K -3,608 -0.6%
RJA
10
Raymond James & Associates
Florida
$8.65M -$2.49M -147,652 -24%
VAS
11
Vestmark Advisory Solutions
Massachusetts
$7.86M +$254K +15,029 +4%
AC
12
Avestar Capital
New York
$6.54M +$1.32M +78,268 +29%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$6.04M +$4.9M +289,969 +895%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$5.87M -$1.25M -73,858 -19%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$5.68M +$5.12M +303,100 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$5.49M +$1.9M +112,317 +62%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$5.33M -$1.04M -61,642 -18%
Citadel Advisors
18
Citadel Advisors
Florida
$5.05M -$2.1M -124,215 -32%
TWM
19
Trinity Wealth Management
Pennsylvania
$4.39M +$569K +33,651 +17%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$4.38M -$235K -13,900 -6%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$3.82M +$1.53M +90,472 +80%
KAS
22
Kestra Advisory Services
Texas
$3.82M +$120K +7,094 +4%
DADC
23
D.A. Davidson & Co
Montana
$3.77M -$27K -1,597 -0.8%
PWA
24
PCG Wealth Advisors
Kansas
$3.59M +$89.5K +5,296 +3%
Osaic Holdings
25
Osaic Holdings
Arizona
$3.51M -$1.42M -84,259 -31%

FXN Hedge Fund Activity: Q1 2024 in Review

146 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2024, worth a combined $418M — down 2.2% from $427M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of FXN and 17 opened new positions — a net loss of 4 holders — while 68 trimmed existing stakes and 44 added.

The largest buyer was Global Assets Advisory, adding an estimated $7.14M. The largest seller was Morgan Stanley, cutting an estimated $67.4M.

  • 146 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2024, down from 151 in Q4 2023.
  • Funds reported $418M of First Trust Energy AlphaDEX Fund stock for Q1 2024, down 2.2% quarter-over-quarter.
  • 17 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2024 and 21 closed out, a net change of -4 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2024 was Global Assets Advisory, an estimated $7.14M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $67.4M sold.

Based on aggregated 13F filings for Q1 2024.