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First Trust Energy AlphaDEX Fund

82 hedge funds and large institutions have $1.1B invested in First Trust Energy AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,052% more capital invested

Capital invested by funds: $95.1M → $1.1B (+$1B)

400% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 8

200% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 9

144.05% more ownership

Funds ownership: 48.52%192.57% (+144%)

64% more funds holding

Funds holding: 5082 (+32)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $141K

Holders
82
Holders Change
+32
Holders Change %
+64%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
40
Increased
27
Reduced
9
Closed
8
Calls
Puts
$141K
Net Calls
-$141K
Net Calls Change
-$141K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$660M +$591M +46,755,202 New
Morgan Stanley
2
Morgan Stanley
New York
$124M +$85.6M +6,767,028 +335%
Wells Fargo
3
Wells Fargo
California
$87M +$70.4M +5,567,364 +938%
Bank of America
4
Bank of America
North Carolina
$42.7M +$22.2M +1,753,557 +138%
UBS Group
5
UBS Group
Switzerland
$28.8M +$20.1M +1,588,205 +351%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$22.8M +$20.2M +1,596,370 +10,587%
RJA
7
Raymond James & Associates
Florida
$20.7M +$16.6M +1,315,381 +891%
LPL Financial
8
LPL Financial
California
$16.1M +$6.78M +536,418 +82%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.39M +$5.54M +438,094 +514%
Stifel Financial
10
Stifel Financial
Missouri
$7.03M +$5.97M +472,326 +1,842%
Goldman Sachs
11
Goldman Sachs
New York
$6.25M +$1.91M +150,802 +52%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$4.83M +$4.09M +323,159 +1,729%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$4.74M +$4.24M +335,647 New
TFA
14
Transamerica Financial Advisors
Florida
$4.47M +$3.94M +311,425 +6,291%
AIM
15
Astor Investment Management
Illinois
$4.09M +$3.66M +289,495 New
Ameriprise
16
Ameriprise
Minnesota
$3.8M +$3.4M +269,219 New
UCFA
17
United Capital Financial Advisors
Texas
$3.59M +$3.22M +254,228 New
NC
18
NewSquare Capital
Pennsylvania
$3.15M +$2.82M +223,309 New
MFS
19
MSI Financial Services
Massachusetts
$3.14M +$2.52M +198,978 +860%
SAM
20
SignalPoint Asset Management
Missouri
$2.91M -$579K -45,756 -18%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.77M +$1.62M +128,028 +187%
AIG
22
American International Group
New York
$2.52M +$2.07M +163,600 +1,098%
BTS
23
BB&T Securities
Virginia
$2.19M +$1.64M +129,834 +512%
ACM
24
Aviance Capital Management
Florida
$1.9M +$1.71M +134,855 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$1.54M +$1.23M +97,251 +845%

FXN Hedge Fund Activity: Q1 2016 in Review

82 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2016, worth a combined $1.1B — up 1,052% from $95.1M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new FXN positions and 8 closed out — a net gain of 32 holders — while 27 added to existing stakes and 9 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $591M. The largest seller was Crosspoint Capital Strategies, exiting entirely with an estimated $1.95M sold.

  • 82 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2016, up from 50 in Q4 2015.
  • Funds reported $1.1B of First Trust Energy AlphaDEX Fund stock for Q1 2016, up 1,052% quarter-over-quarter.
  • 40 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2016 and 8 closed out, a net change of +32 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2016 was First Trust Advisors, an estimated $591M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2016 was Crosspoint Capital Strategies, an estimated $1.95M sold.

Based on aggregated 13F filings for Q1 2016.