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First Trust Energy AlphaDEX Fund

34 hedge funds and large institutions have $212M invested in First Trust Energy AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

185% more capital invested

Capital invested by funds: $74.3M → $212M (+$137M)

28.82% more ownership

Funds ownership: 46.16%74.98% (+29%)

17% more funds holding

Funds holding: 2934 (+5)

Holders
34
Holders Change
+5
Holders Change %
+17.24%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
15
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NA
1
Navellier & Associates
Nevada
$59.7M +$55.3M +2,447,924 +1,593%
BTS
2
BB&T Securities
Virginia
$29.7M +$1.38M +61,322 +90%
FSIM
3
F-Squared Investment Management
Massachusetts
$27.8M +$27.3M +1,210,240 New
PPA
4
Parametric Portfolio Associates
Washington
$18.9M +$6.9M +305,527 +59%
Morgan Stanley
5
Morgan Stanley
New York
$13.4M -$1.22M -53,935 -8%
Wells Fargo
6
Wells Fargo
California
$10.9M +$2.36M +104,715 +28%
BFA
7
Beaumont Financial Advisors
Massachusetts
$9.38M +$2.93M +129,932 +47%
Bank of America
8
Bank of America
North Carolina
$7.63M +$1.15M +51,131 +18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.3M +$2.17M +96,304 +43%
PI
10
Placemark Investments
Illinois
$4.87M +$1.63M +72,305 +52%
U
11
UBS
Switzerland
$4.85M -$1.32M -58,424 -22%
SNC
12
Stifel Nicolaus & Co
Missouri
$3.11M +$388K +17,191 +15%
FA
13
FDx Advisors
Illinois
$2.81M +$833K +36,914 +43%
SAM
14
SignalPoint Asset Management
Missouri
$1.98M -$426K -18,879 -18%
LPL Financial
15
LPL Financial
California
$1.91M +$687K +30,413 +62%
PFS
16
Prospera Financial Services
Texas
$1.03M +$71.4K +3,165 +8%
RJA
17
Raymond James & Associates
Florida
$947K +$114K +5,062 +14%
OC
18
Oppenheimer & Co
New York
$897K +$883K +39,094 New
VF
19
Virtu Financial
New York
$726K +$715K +31,660 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$702K +$691K +30,597 New
TH
21
Timber Hill
Connecticut
$666K +$655K +29,028 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$662K +$185K +8,217 +40%
CS
23
Credit Suisse
Switzerland
$627K +$617K +27,328 New
First Trust Advisors
24
First Trust Advisors
Illinois
$522K -$188K -8,341 -27%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$445K +$437K +19,379 New