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First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

34 hedge funds and large institutions have $212M invested in First Trust Energy AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
34
Holders Change
+5
Holders Change %
+17.24%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
15
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NA
1
Navellier & Associates
Nevada
$59.7M
2
FSIM
2
F-Squared Investment Management
Massachusetts
$27.8M
3
BTS
3
BB&T Securities
Virginia
$29.7M
4
PPA
4
Parametric Portfolio Associates
Washington
$18.9M
5
BFA
5
Beaumont Financial Advisors
Massachusetts
$9.38M

Top Sellers

1
U
1
UBS
Switzerland
$4.85M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.4M
3
SAM
3
SignalPoint Asset Management
Missouri
$1.98M
4
First Trust Advisors
4
First Trust Advisors
Illinois
$522K
5
RIA
5
Regal Investment Advisors
Michigan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
NA
1
Navellier & Associates
Nevada
$59.7M 2,601,568 +2,447,924 +1,593%
BTS
2
BB&T Securities
Virginia
$29.7M 129,363 +61,322 +90%
FSIM
3
F-Squared Investment Management
Massachusetts
$27.8M 1,210,240 +1,210,240 New
PPA
4
Parametric Portfolio Associates
Washington
$18.9M 822,218 +305,527 +59%
Morgan Stanley
5
Morgan Stanley
New York
$13.4M 584,904 -53,935 -8%
Wells Fargo
6
Wells Fargo
California
$10.9M 476,263 +104,715 +28%
BFA
7
Beaumont Financial Advisors
Massachusetts
$9.38M 408,957 +129,932 +47%
Bank of America
8
Bank of America
North Carolina
$7.63M 332,684 +51,131 +18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.3M 318,081 +96,304 +43%
PI
10
Placemark Investments
Illinois
$4.87M 212,347 +72,305 +52%
U
11
UBS
Switzerland
$4.85M 211,565 -58,424 -22%
SNC
12
Stifel Nicolaus & Co
Missouri
$3.11M 135,533 +17,191 +15%
FA
13
FDx Advisors
Illinois
$2.81M 122,425 +36,914 +43%
SAM
14
SignalPoint Asset Management
Missouri
$1.98M 86,388 -18,879 -18%
LPL Financial
15
LPL Financial
California
$1.91M 79,812 +30,413 +62%
PFS
16
Prospera Financial Services
Texas
$1.03M 44,527 +3,165 +8%
RJA
17
Raymond James & Associates
Florida
$947K 41,290 +5,062 +14%
OC
18
Oppenheimer & Co
New York
$897K 39,094 +39,094 New
VF
19
Virtu Financial
New York
$726K 31,660 +31,660 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$702K 30,597 +30,597 New
TH
21
Timber Hill
Connecticut
$666K 29,028 +29,028 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$662K 28,856 +8,217 +40%
CS
23
Credit Suisse
Switzerland
$627K 27,328 +27,328 New
First Trust Advisors
24
First Trust Advisors
Illinois
$522K 22,758 -8,341 -27%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$445K 19,379 +19,379 New
1
2