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First Trust Energy AlphaDEX Fund

91 hedge funds and large institutions have $1.26B invested in First Trust Energy AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

126% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 19

100% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 10

15% more capital invested

Capital invested by funds: $1.1B → $1.26B (+$161M)

11% more funds holding

Funds holding: 8291 (+9)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

109.87% less ownership

Funds ownership: 192.57%82.7% (-110%)

Holders
91
Holders Change
+9
Holders Change %
+10.98%
% of All Funds
2.43%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
43
Reduced
19
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$659M -$37.7M -2,530,773 -5%
Morgan Stanley
2
Morgan Stanley
New York
$175M +$43.9M +2,943,164 +34%
Wells Fargo
3
Wells Fargo
California
$111M +$19.1M +1,278,672 +21%
Bank of America
4
Bank of America
North Carolina
$50.8M +$5.7M +382,514 +13%
UBS Group
5
UBS Group
Switzerland
$38.5M +$8.07M +541,015 +27%
RJA
6
Raymond James & Associates
Florida
$30.9M +$9.07M +608,541 +42%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$28.8M +$4.83M +323,909 +20%
MFS
8
MSI Financial Services
Massachusetts
$24M +$20.7M +1,390,461 +626%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.1M +$6.29M +422,264 +81%
LPL Financial
10
LPL Financial
California
$11.4M -$6.09M -408,371 -34%
Stifel Financial
11
Stifel Financial
Missouri
$7.98M +$557K +37,356 +8%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$7.64M +$2.59M +173,520 +52%
TFA
13
Transamerica Financial Advisors
Florida
$6.03M +$1.31M +87,993 +28%
Ameriprise
14
Ameriprise
Minnesota
$5.4M +$1.39M +93,535 +35%
NC
15
NewSquare Capital
Pennsylvania
$5.29M +$1.97M +131,973 +59%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$4.87M +$1.94M +130,062 +66%
BFA
17
Beaumont Financial Advisors
Massachusetts
$4.45M +$4.45M +298,419 New
BFEC
18
Benjamin F. Edwards & Company
Missouri
$3.98M +$2.36M +158,585 +146%
CS
19
Credit Suisse
Switzerland
$3.73M +$3.73M +250,001 New
AIM
20
Astor Investment Management
Illinois
$3.67M -$643K -43,111 -15%
HFS
21
HL Financial Services
Kentucky
$3.19M +$1.82M +121,784 +132%
AG
22
Advisor Group
Arizona
$3.15M +$3.16M +211,646 New
BTS
23
BB&T Securities
Virginia
$3.1M +$788K +52,829 +34%
UCFA
24
United Capital Financial Advisors
Texas
$3.1M -$712K -47,768 -19%
SAM
25
SignalPoint Asset Management
Missouri
$2.87M -$202K -13,530 -7%