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First Trust Energy AlphaDEX Fund

59 hedge funds and large institutions have $478M invested in First Trust Energy AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 31 increasing their positions, 7 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

343% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 7

308% more capital invested

Capital invested by funds: $117M → $478M (+$361M)

141.32% more ownership

Funds ownership: 39.29%180.62% (+141%)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

13% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 15

0% more funds holding

Funds holding: 5959 (0)

Holders
59
Holders Change
Holders Change %
0%
% of All Funds
1.57%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
17
Increased
31
Reduced
7
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$299M +$296M +14,167,021 New
PPA
2
Parametric Portfolio Associates
Washington
$38.3M +$37.9M +1,816,134 New
Morgan Stanley
3
Morgan Stanley
New York
$32.8M +$8.28M +396,221 +34%
Wells Fargo
4
Wells Fargo
California
$16.2M +$2.01M +96,314 +14%
UBS Group
5
UBS Group
Switzerland
$12.4M +$1.61M +77,095 +15%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$11M +$10.3M +494,343 +1,709%
Bank of America
7
Bank of America
North Carolina
$10.1M -$3.11M -148,959 -24%
SAM
8
SignalPoint Asset Management
Missouri
$8.46M +$4.4M +210,597 +111%
LPL Financial
9
LPL Financial
California
$6.01M +$2.87M +137,265 +95%
RJA
10
Raymond James & Associates
Florida
$5.07M +$1.74M +83,376 +53%
BAAM
11
Baker Avenue Asset Management
California
$4.96M +$4.44M +212,716 +946%
Goldman Sachs
12
Goldman Sachs
New York
$4.37M -$1.46M -69,965 -25%
BTS
13
BB&T Securities
Virginia
$3.51M -$317K -15,179 -48%
Citadel Advisors
14
Citadel Advisors
Florida
$2.67M +$1.23M +58,659 +87%
IAS
15
IMA Advisory Services
Colorado
$2.31M +$10K +480 +0.4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.27M +$1.07M +51,076 +91%
MCWS
17
McKinley Carter Wealth Services
West Virginia
$2.25M +$289K +13,816 +15%
RIA
18
Regal Investment Advisors
Michigan
$2.1M +$127K +6,065 +7%
Stifel Financial
19
Stifel Financial
Missouri
$1.94M +$726K +34,750 +61%
BRWM
20
B. Riley Wealth Management
Tennessee
$1.1M +$1.01M +48,377 +1,286%
FAAS
21
First Allied Advisory Services
California
$1.09M -$94.1K -4,504 -8%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$885K +$449K +21,518 +105%
FIM
23
Freedom Investment Management
Connecticut
$779K +$447K +21,378 +138%
AI
24
Atria Investments
North Carolina
$708K +$701K +33,542 New
Jane Street
25
Jane Street
New York
$705K +$443K +21,225 +174%