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First Trust Energy AlphaDEX Fund

64 hedge funds and large institutions have $370M invested in First Trust Energy AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 14

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

8% more funds holding

Funds holding: 5964 (+5)

23% less capital invested

Capital invested by funds: $478M → $370M (-$108M)

111.22% less ownership

Funds ownership: 180.62%69.4% (-111%)

Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.72%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
12
Increased
29
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$181M -$112M -5,117,730 -36%
Morgan Stanley
2
Morgan Stanley
New York
$32.9M +$2.11M +96,327 +6%
PPA
3
Parametric Portfolio Associates
Washington
$28.5M -$8.47M -387,720 -21%
Wells Fargo
4
Wells Fargo
California
$26.4M +$12.2M +556,403 +73%
UBS Group
5
UBS Group
Switzerland
$13M +$1.35M +61,848 +10%
Bank of America
6
Bank of America
North Carolina
$9.47M -$95.5K -4,370 -0.9%
MM
7
Main Management
California
$8.87M +$9.72M +444,613 New
SAM
8
SignalPoint Asset Management
Missouri
$8.46M
LPL Financial
9
LPL Financial
California
$6.72M +$1.59M +72,893 +26%
Stifel Financial
10
Stifel Financial
Missouri
$5.71M +$4.24M +193,831 +210%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$4.56M -$6.45M -294,999 -56%
RJA
12
Raymond James & Associates
Florida
$4.55M -$271K -12,383 -5%
BAAM
13
Baker Avenue Asset Management
California
$4.4M -$324K -14,813 -6%
Citadel Advisors
14
Citadel Advisors
Florida
$2.91M +$424K +19,401 +15%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.35M +$2.57M +117,525 New
TRCT
16
Tower Research Capital (TRC)
New York
$2.28M +$2.49M +114,115 New
MCWS
17
McKinley Carter Wealth Services
West Virginia
$2.23M +$111K +5,093 +5%
IAS
18
IMA Advisory Services
Colorado
$2.21M +$31.5K +1,440 +1%
Goldman Sachs
19
Goldman Sachs
New York
$2.21M -$2.11M -96,402 -47%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.04M -$116K -5,326 -5%
CS
21
Credit Suisse
Switzerland
$1.97M +$2.15M +98,610 New
RIA
22
Regal Investment Advisors
Michigan
$1.9M -$92.4K -4,229 -4%
BRWM
23
B. Riley Wealth Management
Tennessee
$1.47M +$468K +21,406 +41%
ICOA
24
Investment Centers of America
North Dakota
$998K +$396K +18,115 +57%
FAAS
25
First Allied Advisory Services
California
$969K -$68.2K -3,119 -6%

FXN Hedge Fund Activity: Q2 2015 in Review

64 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2015, worth a combined $370M — down 23% from $478M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXN positions and 7 closed out — a net gain of 5 holders — while 29 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $12.2M. The largest seller was F-Squared Investment Management, cutting an estimated $112M.

  • 64 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2015, up from 59 in Q1 2015.
  • Funds reported $370M of First Trust Energy AlphaDEX Fund stock for Q2 2015, down 23% quarter-over-quarter.
  • 12 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2015 and 7 closed out, a net change of +5 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2015 was Wells Fargo, an estimated $12.2M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2015 was F-Squared Investment Management, an estimated $112M sold.

Based on aggregated 13F filings for Q2 2015.