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First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

64 hedge funds and large institutions have $370M invested in First Trust Energy AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.73%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
12
Increased
29
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$26.4M
2
MM
2
Main Management
California
$8.87M
3
Stifel Financial
3
Stifel Financial
Missouri
$5.71M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.35M
5
TRCT
5
Tower Research Capital (TRC)
New York
$2.28M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$181M
2
PPA
2
Parametric Portfolio Associates
Washington
$28.5M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$4.56M
4
BTS
4
BB&T Securities
Virginia
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$2.21M
Name Market Value Shares Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$181M 9,049,291 -5,117,730 -36%
Morgan Stanley
2
Morgan Stanley
New York
$32.9M 1,650,630 +96,327 +6%
PPA
3
Parametric Portfolio Associates
Washington
$28.5M 1,428,414 -387,720 -21%
Wells Fargo
4
Wells Fargo
California
$26.4M 1,322,454 +556,403 +73%
UBS Group
5
UBS Group
Switzerland
$13M 651,791 +61,848 +10%
Bank of America
6
Bank of America
North Carolina
$9.47M 474,547 -4,370 -0.9%
MM
7
Main Management
California
$8.87M 444,613 +444,613 New
SAM
8
SignalPoint Asset Management
Missouri
$8.46M 401,106 – –
LPL Financial
9
LPL Financial
California
$6.72M 354,489 +72,893 +26%
Stifel Financial
10
Stifel Financial
Missouri
$5.71M 285,938 +193,831 +210%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$4.56M 228,271 -294,999 -56%
RJA
12
Raymond James & Associates
Florida
$4.55M 228,067 -12,383 -5%
BAAM
13
Baker Avenue Asset Management
California
$4.4M 220,395 -14,813 -6%
Citadel Advisors
14
Citadel Advisors
Florida
$2.91M 145,797 +19,401 +15%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.35M 117,525 +117,525 New
TRCT
16
Tower Research Capital (TRC)
New York
$2.28M 114,115 +114,115 New
MCWS
17
McKinley Carter Wealth Services
West Virginia
$2.23M 111,732 +5,093 +5%
IAS
18
IMA Advisory Services
Colorado
$2.21M 110,940 +1,440 +1%
Goldman Sachs
19
Goldman Sachs
New York
$2.21M 110,663 -96,402 -47%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.04M 102,036 -5,326 -5%
CS
21
Credit Suisse
Switzerland
$1.97M 98,610 +98,610 New
RIA
22
Regal Investment Advisors
Michigan
$1.9M 95,129 -4,229 -4%
BRWM
23
B. Riley Wealth Management
Tennessee
$1.47M 73,545 +21,406 +41%
ICOA
24
Investment Centers of America
North Dakota
$998K 50,167 +18,115 +57%
FAAS
25
First Allied Advisory Services
California
$969K 48,915 -3,119 -6%
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