BB&T Securities’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$120K	Sell	12,284 -360	-3%	-$3.67K	﹤0.01%	1563
2019 Q2	$145K	Buy	12,644 +563	+5%	+$6.79K	﹤0.01%	1562
2019 Q1	$156K	Buy	12,081 +1,815	+18%	+$23.3K	﹤0.01%	1533
2018 Q4	$118K	Sell	10,266 -20,578	-67%	-$301K	﹤0.01%	1419
2018 Q3	$539K	Sell	30,844 -2,528	-8%	-$42.7K	0.01%	1041
2018 Q2	$564K	Buy	33,372 +2,446	+8%	+$39.5K	0.01%	1022
2018 Q1	$444K	Buy	30,926 +756	+3%	+$11.1K	0.01%	1068
2017 Q4	$467K	Buy	30,170 +11,869	+65%	+$172K	0.01%	1029
2017 Q3	$262K	Sell	18,301 -9,614	-34%	-$128K	﹤0.01%	1205
2017 Q2	$371K	Sell	27,915 -19,254	-41%	-$270K	0.01%	1074
2017 Q1	$710K	Sell	47,169 -157,222	-77%	-$2.49M	0.01%	774
2016 Q4	$3.15M	Hold	204,391	–	–	0.05%	340
2016 Q3	$3.15M	Sell	204,391 -3,643	-2%	-$54K	0.05%	338
2016 Q2	$3.1M	Buy	208,034 +52,829	+34%	+$788K	0.05%	341
2016 Q1	$2.19M	Buy	155,205 +129,834	+512%	+$1.64M	0.04%	386
2015 Q4	$351K	Sell	25,371 -742	-3%	-$11.6K	0.01%	861
2015 Q3	$376K	Buy	+26,113	New	+$434K	0.01%	791
2015 Q2	–	Sell	-16,627	Closed	-$3.51M	–	1124
2015 Q1	$3.51M	Sell	16,627 -15,179	-48%	-$317K	0.01%	831
2014 Q4	$6.66M	Buy	31,806 +17,455	+122%	+$396K	0.02%	609
2014 Q3	$3.71M	Sell	14,351 -135,842	-90%	-$3.82M	0.01%	787
2014 Q2	$44M	Sell	150,193 -87,115	-37%	-$2.4M	0.1%	173
2014 Q1	$62.2M	Buy	237,308 +85,009	+56%	+$2.11M	0.16%	117
2013 Q4	$38.5M	Buy	152,299 +22,936	+18%	+$562K	0.11%	154
2013 Q3	$29.7M	Buy	129,363 +61,322	+90%	+$1.38M	0.09%	162
2013 Q2	$14.7K	Buy	+68,041	New	+$1.49M	0.05%	253