We are live on ! Find out more
FXN icon

First Trust Energy AlphaDEX Fund

111 hedge funds and large institutions have $1.31B invested in First Trust Energy AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 43 increasing their positions, 31 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 9

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

39% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 31

17% more funds holding

Funds holding: 95111 (+16)

3% more capital invested

Capital invested by funds: $1.26B → $1.31B (+$43.1M)

0.21% more ownership

Funds ownership: 82.79%83% (+0.21%)

Holders
111
Holders Change
+16
Holders Change %
+16.84%
% of All Funds
2.77%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
26
Increased
43
Reduced
31
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$597M -$100M -6,380,403 -15%
Morgan Stanley
2
Morgan Stanley
New York
$185M +$6.86M +436,789 +4%
Wells Fargo
3
Wells Fargo
California
$132M +$5.6M +356,328 +5%
Bank of America
4
Bank of America
North Carolina
$60M +$15.5M +988,737 +37%
UBS Group
5
UBS Group
Switzerland
$53.8M +$8.18M +520,856 +19%
RJA
6
Raymond James & Associates
Florida
$36M +$2.3M +146,489 +7%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.8M +$600K +38,202 +3%
MFS
8
MSI Financial Services
Massachusetts
$23.5M -$2.54M -161,849 -10%
NC
9
NewSquare Capital
Pennsylvania
$15.5M -$3.47M -221,105 -19%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.2M +$2.16M +137,682 +23%
LPL Financial
11
LPL Financial
California
$12M -$3.81M -242,429 -25%
Ameriprise
12
Ameriprise
Minnesota
$10.6M +$3.81M +242,536 +61%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$10.3M +$4.03M +256,711 +70%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$8.73M +$403K +25,637 +5%
Stifel Financial
15
Stifel Financial
Missouri
$8.7M +$445K +28,325 +6%
HFS
16
HL Financial Services
Kentucky
$8.09M +$4.38M +278,847 +132%
ODG
17
O'Dell Group
Ohio
$6.97M +$6.63M +422,295 New
TFA
18
Transamerica Financial Advisors
Florida
$6.03M -$2.36M -150,000 -29%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$5.92M -$2.19M -139,337 -28%
SB
20
Suntrust Banks
Georgia
$4.75M +$1.94M +123,350 +75%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$4.55M -$363K -23,084 -8%
SAM
22
SignalPoint Asset Management
Missouri
$4.16M -$958K -60,991 -20%
BFA
23
Beaumont Financial Advisors
Massachusetts
$4.02M +$816K +51,927 +27%
NA
24
NewEdge Advisors
Louisiana
$3.99M +$20.5K +1,303 +0.6%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$3.75M -$486K -30,968 -12%

FXN Hedge Fund Activity: Q4 2016 in Review

111 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2016, worth a combined $1.31B — up 3.4% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FXN positions and 9 closed out — a net gain of 17 holders — while 43 added to existing stakes and 31 trimmed.

The largest buyer was Bank of America, adding an estimated $15.5M. The largest seller was First Trust Advisors, cutting an estimated $100M.

  • 111 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2016, up from 95 in Q3 2016.
  • Funds reported $1.31B of First Trust Energy AlphaDEX Fund stock for Q4 2016, up 3.4% quarter-over-quarter.
  • 26 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2016 and 9 closed out, a net change of +17 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q4 2016 was Bank of America, an estimated $15.5M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q4 2016 was First Trust Advisors, an estimated $100M sold.

Based on aggregated 13F filings for Q4 2016.