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First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

68 hedge funds and large institutions have $109M invested in First Trust Energy AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 36 reducing their positions, and 13 closing their positions.

Holders
68
Holders Change
-10
Holders Change %
-12.82%
% of All Funds
1.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
18
Reduced
36
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCI
1
Brinker Capital Investments
Pennsylvania
$5.02M
2
FAM
2
Flaharty Asset Management
Florida
$3.17M
3
IWM
3
IHT Wealth Management
Illinois
$1.71M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.32M
5
VF
5
Virtu Financial
New York
$1.44M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$7.98M
2
Wells Fargo
2
Wells Fargo
California
$15.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$20.7M
4
Ameriprise
4
Ameriprise
Minnesota
$1.51M
5
AIM
5
Astor Investment Management
Illinois
$2.06M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.7M 1,439,285 -407,621 -22%
Wells Fargo
2
Wells Fargo
California
$15.8M 1,100,415 -453,062 -29%
UBS Group
3
UBS Group
Switzerland
$9.94M 692,828 -117,188 -14%
Bank of America
4
Bank of America
North Carolina
$7.98M 556,085 -1,320,756 -70%
RJA
5
Raymond James & Associates
Florida
$6.5M 452,601 -48,141 -10%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$5.12M 356,682 +10,454 +3%
LPL Financial
7
LPL Financial
California
$5.08M 354,296 +17,077 +5%
BCI
8
Brinker Capital Investments
Pennsylvania
$5.02M 350,000 +350,000 New
FAM
9
Flaharty Asset Management
Florida
$3.17M 222,811 +222,599 +105,000%
AIM
10
Astor Investment Management
Illinois
$2.06M 143,389 -276,954 -66%
SB
11
Suntrust Banks
Georgia
$1.76M 112,902 -66,047 -37%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.75M 122,175 -2,747 -2%
IWM
13
IHT Wealth Management
Illinois
$1.71M 120,291 +99,857 +489%
Ameriprise
14
Ameriprise
Minnesota
$1.51M 104,856 -310,625 -75%
VF
15
Virtu Financial
New York
$1.44M 100,263 +39,326 +65%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.32M 91,986 +91,986 New
AG
17
Advisor Group
Arizona
$1.18M 82,157 -11,754 -13%
WI
18
Wintrust Investments
Illinois
$1.08M 75,112 +11,433 +18%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.06M 73,840 -18,996 -20%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.06M 73,662 -29,309 -28%
MML Investors Services
21
MML Investors Services
Massachusetts
$953K 66,442 +3,740 +6%
LFAS
22
Level Four Advisory Services
Texas
$932K 64,979 +1,345 +2%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$916K 63,801 -23,907 -27%
TRCT
24
Tower Research Capital (TRC)
New York
$872K 60,741 -81,605 -57%
HCIA
25
Hochman Cole Investment Advisors
Illinois
$803K 55,979 -1,137 -2%
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