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First Trust Energy AlphaDEX Fund

46 hedge funds and large institutions have $10.1M invested in First Trust Energy AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.22% less ownership

Funds ownership: 37.75%32.53% (-5.2%)

26% less funds holding

Funds holding: 6246 (-16)

52% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 23

70% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 20

73% less capital invested

Capital invested by funds: $36.9M → $10.1M (-$26.8M)

Holders
46
Holders Change
-16
Holders Change %
-25.81%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
23
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.08M -$5.71M -746,555 -59%
Wells Fargo
2
Wells Fargo
California
$1.78M +$1.22M +159,207 +55%
Bank of America
3
Bank of America
North Carolina
$845K -$486K -63,545 -23%
1W
4
1776 Wealth
Georgia
$797K +$364K +47,550 +83%
LPL Financial
5
LPL Financial
California
$683K +$93.3K +12,196 +8%
UBS Group
6
UBS Group
Switzerland
$406K +$52.3K +6,837 +7%
CWS
7
Cypress Wealth Services
California
$403K +$775K +101,335 New
Osaic Holdings
8
Osaic Holdings
Arizona
$380K +$732K +95,784 New
RJA
9
Raymond James & Associates
Florida
$306K -$320K -41,828 -35%
BAM
10
Bellevue Asset Management
Washington
$248K -$16.3K -2,130 -4%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$228K -$669K -87,489 -60%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$201K +$120K +15,752 +45%
HCIA
13
Hochman Cole Investment Advisors
Illinois
$200K +$72.3K +9,449 +23%
LFAS
14
Level Four Advisory Services
Texas
$179K -$10.7K -1,397 -3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$178K -$1.83M -239,062 -84%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$178K -$108K -14,121 -24%
PFS
17
Prospera Financial Services
Texas
$156K -$27.6K -3,610 -8%
SAM
18
SignalPoint Asset Management
Missouri
$94K -$14K -1,831 -7%
ACM
19
AlphaStar Capital Management
North Carolina
$83K -$54.8K -7,163 -30%
BRWM
20
B. Riley Wealth Management
Tennessee
$83K -$28K -3,667 -15%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$77K +$7.48K +978 +5%
SFG
22
StrategIQ Financial Group
Indiana
$73K -$85.4K -11,172 -38%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$68K
Ameriprise
24
Ameriprise
Minnesota
$58K -$195K -25,532 -64%
ABC
25
Associated Banc-Corp
Wisconsin
$58K +$111K +14,544 New

FXN Hedge Fund Activity: Q1 2020 in Review

46 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2020, worth a combined $10.1M — down 73% from $36.9M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXN and 6 opened new positions — a net loss of 14 holders — while 23 trimmed existing stakes and 11 added.

The largest buyer was Wells Fargo, adding an estimated $1.22M. The largest seller was Morgan Stanley, cutting an estimated $5.71M.

  • 46 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2020, down from 62 in Q4 2019.
  • Funds reported $10.1M of First Trust Energy AlphaDEX Fund stock for Q1 2020, down 73% quarter-over-quarter.
  • 6 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2020 and 20 closed out, a net change of -14 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2020 was Wells Fargo, an estimated $1.22M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2020 was Morgan Stanley, an estimated $5.71M sold.

Based on aggregated 13F filings for Q1 2020.