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First Trust Energy AlphaDEX Fund

78 hedge funds and large institutions have $99.2M invested in First Trust Energy AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 23 increasing their positions, 25 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.4% more ownership

Funds ownership: 48%48.4% (+0.4%)

0% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 16

8% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 25

1% less funds holding

Funds holding: 7978 (-1)

12% less capital invested

Capital invested by funds: $112M → $99.2M (-$13.1M)

Holders
78
Holders Change
-1
Holders Change %
-1.27%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
23
Reduced
25
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.9M -$2.27M -154,289 -10%
Wells Fargo
2
Wells Fargo
California
$10.2M -$3.78M -256,866 -26%
RJA
3
Raymond James & Associates
Florida
$8.62M +$896K +60,790 +11%
UBS Group
4
UBS Group
Switzerland
$7.33M +$691K +46,929 +10%
Bank of America
5
Bank of America
North Carolina
$6.81M +$950K +64,480 +16%
LPL Financial
6
LPL Financial
California
$5.53M +$568K +38,577 +11%
SAM
7
Shamrock Asset Management
Texas
$5.29M +$4.56M +309,505 New
BCI
8
Brinker Capital Investments
Pennsylvania
$5.03M
Baird Financial Group
9
Baird Financial Group
Wisconsin
$4.87M +$17.5K +1,188 +0.4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.42M +$798K +54,142 +47%
MWM
11
Merriman Wealth Management
Washington
$2.22M +$834K +56,604 +58%
IWM
12
IHT Wealth Management
Illinois
$1.72M -$10.8K -731 -0.6%
Ameriprise
13
Ameriprise
Minnesota
$1.6M +$468K +31,777 +40%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.47M +$621K +42,131 +70%
TRCT
15
Tower Research Capital (TRC)
New York
$1.34M +$764K +51,840 +125%
LFAS
16
Level Four Advisory Services
Texas
$1.33M +$105K +7,119 +8%
WI
17
Wintrust Investments
Illinois
$1.23M +$79.5K +5,398 +7%
AG
18
Advisor Group
Arizona
$1.07M +$61.4K +4,165 +6%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$952K +$135K +9,146 +16%
MML Investors Services
20
MML Investors Services
Massachusetts
$885K -$26.6K -1,808 -3%
HCIA
21
Hochman Cole Investment Advisors
Illinois
$699K +$5.97K +405 +0.8%
Jane Street
22
Jane Street
New York
$649K -$1.06M -72,039 -61%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$627K -$168K -11,402 -21%
RPG
24
Risk Paradigm Group
Texas
$485K -$5.72K -388 -1%
PFS
25
Prospera Financial Services
Texas
$462K -$81.1K -5,506 -15%

FXN Hedge Fund Activity: Q1 2018 in Review

78 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2018, worth a combined $99.2M — down 12% from $112M a quarter earlier.

Fund positioning in FXN was balanced in Q1 2018: 16 funds opened new positions, 16 closed out, 23 added to existing stakes and 25 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $4.56M. The largest seller was Wells Fargo, cutting an estimated $3.78M.

  • 78 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2018, down from 79 in Q4 2017.
  • Funds reported $99.2M of First Trust Energy AlphaDEX Fund stock for Q1 2018, down 12% quarter-over-quarter.
  • 16 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2018 and 16 closed out, a net change of 0 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2018 was Shamrock Asset Management, an estimated $4.56M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2018 was Wells Fargo, an estimated $3.78M sold.

Based on aggregated 13F filings for Q1 2018.