Shamrock Asset Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Shamrock Asset Management’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-282,797	Closed	-$4.95M	–	231
2018 Q3	$4.95M	Sell	282,797 -25,253	-8%	-$427K	3.13%	7
2018 Q2	$5.21M	Sell	308,050 -1,455	-0.5%	-$23.5K	3.17%	7
2018 Q1	$5.29M	Buy	+309,505	New	+$4.56M	3.16%	7
2017 Q3	–	Sell	-1,317	Closed	-$18K	–	279
2017 Q2	$18K	Sell	1,317 -945	-42%	-$13.2K	0.01%	209
2017 Q1	$34K	Sell	2,262 -200,246	-99%	-$3.17M	0.02%	156
2016 Q4	$3.34M	Buy	+202,508	New	+$3.18M	2.04%	11
2014 Q4	–	Sell	-977,316	Closed	-$25.3M	–	265
2014 Q3	$25.3M	Buy	977,316 +931,834	+2,049%	+$26.2M	9.48%	4
2014 Q2	$1.33M	Buy	45,482 +27,827	+158%	+$765K	0.41%	60
2014 Q1	$463K	Buy	17,655 +5,697	+48%	+$141K	0.15%	70
2013 Q4	$302K	Buy	+11,958	New	+$293K	0.1%	87

Other funds holding FXN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Shamrock Asset Management's FXN Position: Q4 2018 in Review

Shamrock Asset Management sold out of First Trust Energy AlphaDEX Fund (FXN) in Q4 2018, closing a stake of 282,797 shares — an estimated $4.95M sold.

Shamrock Asset Management first reported a position in FXN in Q4 2013 and held it in 10 quarters. The position peaked at $25.3M in Q3 2014. 84 funds tracked by Wall St. Rank hold FXN as of Q4 2018.

Shamrock Asset Management reported no remaining First Trust Energy AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Shamrock Asset Management sold 282,797 First Trust Energy AlphaDEX Fund shares in Q4 2018, an estimated $4.95M.
Shamrock Asset Management first reported a position in First Trust Energy AlphaDEX Fund in Q4 2013 and held it in 10 quarters.
Shamrock Asset Management's First Trust Energy AlphaDEX Fund position peaked at $25.3M in Q3 2014.
84 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q4 2018.

Based on Shamrock Asset Management's 13F filing for Q4 2018, filed 8 Feb 2019.