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First Trust Energy AlphaDEX Fund

84 hedge funds and large institutions have $291M invested in First Trust Energy AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 38 increasing their positions, 20 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 20

23% more capital invested

Capital invested by funds: $235M → $291M (+$55.1M)

5.7% more ownership

Funds ownership: 59.35%65.05% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5% less funds holding

Funds holding: 8884 (-4)

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

Holders
84
Holders Change
-4
Holders Change %
-4.55%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
16
Increased
38
Reduced
20
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57.5M +$13.8M +817,361 +33%
Wells Fargo
2
Wells Fargo
California
$52.7M +$19.3M +1,140,787 +61%
Bank of America
3
Bank of America
North Carolina
$26.1M +$14.6M +865,225 +138%
RJA
4
Raymond James & Associates
Florida
$24.7M +$1.58M +93,349 +7%
NA
5
Navellier & Associates
Nevada
$24.4M +$591K +34,964 +3%
UBS Group
6
UBS Group
Switzerland
$16.5M -$524K -30,985 -3%
LPL Financial
7
LPL Financial
California
$10.8M -$2.15M -127,242 -17%
BCM
8
Barometer Capital Management
Ontario, Canada
$6.58M +$6.36M +376,200 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$6.01M +$3.5M +207,055 +152%
SAM
10
Shamrock Asset Management
Texas
$4.95M -$427K -25,253 -8%
VCM
11
Virtue Capital Management
Tennessee
$4.93M +$2.83M +167,137 +146%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$4.84M +$242K +14,324 +6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$4.75M +$363K +21,462 +9%
FWM
14
Focused Wealth Management
New York
$3.81M -$95.1K -5,626 -3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$3.21M +$546K +32,281 +21%
HighTower Advisors
16
HighTower Advisors
Illinois
$2.81M +$2.72M +160,935 New
IWM
17
IHT Wealth Management
Illinois
$2.19M +$42.7K +2,524 +2%
AG
18
Advisor Group
Arizona
$1.92M +$649K +38,354 +54%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.89M +$1.15M +68,053 +170%
LFAS
20
Level Four Advisory Services
Texas
$1.69M +$20.6K +1,221 +1%
Stifel Financial
21
Stifel Financial
Missouri
$1.64M +$1.13M +67,016 +249%
WI
22
Wintrust Investments
Illinois
$1.6M +$34.9K +2,063 +2%
CWM
23
Cornerstone Wealth Management
Missouri
$1.51M +$363K +21,443 New
TRCT
24
Tower Research Capital (TRC)
New York
$1.45M +$342K +20,205 +32%
Ameriprise
25
Ameriprise
Minnesota
$1.36M -$1.09M -64,619 -43%