Penserra Capital Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Penserra Capital Management’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-411	Closed	-$7K	–	1295
2023 Q3	$7K	Buy	+411	New	+$7.03K	﹤0.01%	1105
2021 Q2	–	Sell	-16,520	Closed	-$167K	–	1362
2021 Q1	$167K	Buy	+16,520	New	+$158K	﹤0.01%	610
2018 Q3	–	Sell	-288,188	Closed	-$4.87M	–	711
2018 Q2	$4.87M	Buy	+288,188	New	+$4.66M	0.31%	70

Other funds holding FXN

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Crumly & Associates Springfield, Illinois $522M AUM 19.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

VAS

Vestmark Advisory Solutions Wakefield, Massachusetts $10.6B AUM 25.02% 1-Year Est. Return

Penserra Capital Management's FXN Position: Q4 2023 in Review

Penserra Capital Management sold out of First Trust Energy AlphaDEX Fund (FXN) in Q4 2023, closing a stake of 411 shares — an estimated $7K sold.

Penserra Capital Management first reported a position in FXN in Q2 2018 and held it in 3 quarters. The position peaked at $4.87M in Q2 2018. 152 funds tracked by Wall St. Rank hold FXN as of Q4 2023.

Penserra Capital Management reported no remaining First Trust Energy AlphaDEX Fund position as of Q4 2023 after selling out during the quarter.
Penserra Capital Management sold 411 First Trust Energy AlphaDEX Fund shares in Q4 2023, an estimated $7K.
Penserra Capital Management first reported a position in First Trust Energy AlphaDEX Fund in Q2 2018 and held it in 3 quarters.
Penserra Capital Management's First Trust Energy AlphaDEX Fund position peaked at $4.87M in Q2 2018.
152 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q4 2023.

Based on Penserra Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.