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First Trust Energy AlphaDEX Fund

154 hedge funds and large institutions have $417M invested in First Trust Energy AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 45 increasing their positions, 58 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 20

24% more capital invested

Capital invested by funds: $338M → $417M (+$79.4M)

6.11% more ownership

Funds ownership: 61.7%67.8% (+6.1%)

3% more funds holding

Funds holding: 149154 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

22% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 58

Holders
154
Holders Change
+5
Holders Change %
+3.36%
% of All Funds
2.44%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
26
Increased
45
Reduced
58
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.8M +$20.3M +1,189,236 +39%
Wells Fargo
2
Wells Fargo
California
$58.6M -$1.34M -78,487 -2%
LPL Financial
3
LPL Financial
California
$39.2M +$4.07M +238,025 +12%
UBS Group
4
UBS Group
Switzerland
$31.6M -$1.55M -90,538 -5%
Bank of America
5
Bank of America
North Carolina
$16.6M -$511K -29,876 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$13.8M +$827K +48,373 +7%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$13.3M +$6.45M +377,287 +98%
RJA
8
Raymond James & Associates
Florida
$9.97M -$970K -56,726 -9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.66M -$806K -47,100 -8%
DADC
10
D.A. Davidson & Co
Montana
$9.26M +$8.79M +513,976 +2,901%
CA
11
Crumly & Associates
Illinois
$9.05M +$1.33M +77,540 +18%
VAS
12
Vestmark Advisory Solutions
Massachusetts
$6.62M +$6.5M +379,866 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$6.51M +$1.15M +67,134 +22%
Osaic Holdings
14
Osaic Holdings
Arizona
$6.49M -$1.93M -112,656 -23%
Truist Financial
15
Truist Financial
North Carolina
$5.69M +$4.75M +277,599 +569%
Stifel Financial
16
Stifel Financial
Missouri
$5.08M +$301K +17,610 +6%
AC
17
Avestar Capital
New York
$4.79M -$570K -33,337 -11%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.58M -$209K -12,222 -4%
NA
19
NewEdge Advisors
Louisiana
$4.02M +$2.55M +148,932 +182%
HighTower Advisors
20
HighTower Advisors
Illinois
$3.97M -$192K -11,217 -5%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$3.51M -$771K -45,100 -18%
NA
22
Navellier & Associates
Nevada
$3.51M +$3.45M +201,592 New
BNP Paribas Financial Markets
23
BNP Paribas Financial Markets
France
$3.5M +$11.9K +695 +0.3%
KAS
24
Kestra Advisory Services
Texas
$3.35M -$69.2K -4,047 -2%
IPW
25
IronBridge Private Wealth
Texas
$3.3M +$3.24M +189,592 New

FXN Hedge Fund Activity: Q3 2023 in Review

154 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2023, worth a combined $417M — up 24% from $338M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FXN positions and 20 closed out — a net gain of 6 holders — while 45 added to existing stakes and 58 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $20.3M. The largest seller was International Assets Investment Management, exiting entirely with an estimated $5.98M sold.

  • 154 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2023, up from 149 in Q2 2023.
  • Funds reported $417M of First Trust Energy AlphaDEX Fund stock for Q3 2023, up 24% quarter-over-quarter.
  • 26 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2023 and 20 closed out, a net change of +6 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2023 was Morgan Stanley, an estimated $20.3M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2023 was International Assets Investment Management, an estimated $5.98M sold.

Based on aggregated 13F filings for Q3 2023.